DO
David J. Ohanian
CITY NATIONAL SECURITIES
San Diego, CA
Some features on this profile are disabled
CRD#: 2733949
DO
Professional summary
David Jay Ohanian, who also goes by David J Ohanian, David Jay Ohanian, David Ohanian, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in San Diego, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David J Ohanian | David Jay Ohanian | David Ohanian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) OHANIAN PROPERTIES; INVESTMENT RELATED-NO; RENTAL PROPERTIES; SOLE PROPRIETOR OR JOINT OWNER WITH FAMILY MEMBERS; START DATE 04/01/2013; 4 HOURS; 0 HOURS DURING TRADING HOURS; PASSIVE (2) 48 STUDHOLME COURT, LONDON ENGLAND, NW37AE, ONLY RENTAL HOME, I HALF OWN THE HOME IN LONDON WITH MY BROTHER. 1 HOUR PER WEEK, 0 DURING SECURITIES TRADING HOURS, START DATE AFTER FEBRUARY 28, 2011. NON-INVESTMENT RELATED. MY WIFE AND I ALSO OWN THE FOLLOWING PROPERTIES: 2555 W. Bluff #180, Fresno, CA 93711, 450 J. STREET #4091, SAN DIEGO, CA 92101, 48 STUDHOLME COURT, LONDON, ENGLAND, NW37AE (3) NAME: River Park Properties; Investment related: ADDRESS: 265 E River Park Cir, Fresno, CA 93720; Real Estate Limited Partnership; Limited Partner; Start Date: 03/21/22; 1 hour per month; 0 during securities trading hours; I am a limited Partner. (4) NAME: Old Globe; Non-investment related; 1363 Old Globe Way, San Diego, Ca 92101; The Old Globe is a Regional Theater; Board Member; Start Date: 02/01/22; 7 hours per month; 2 hours during securities trading hours; I help shape the future of the Old Globe UCI Beal Applied Innovation, 5270 California, #100, Irvine, CA 92617; Board Member Start Date: 01/01/22. 2 hours during securities trading hours; Help shape the strategy for university incubating program for businesses.
CRS (Client Relationship Summary) - RIA
Click below to view David Jay Ohanian's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Jay Ohanian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2017 - Present
CITY NATIONAL SECURITIES, INC.
Office #2: 400 N. Roxbury Dr. 2nd Floor, Beverly Hills, CA 90210Office #3: 18111 Von Karman Ave. 4th Floor, Irvine, CA 92612RIA
BD
CRD#: 103705
San Diego, CA
Current
December 5, 2017 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 400 N. Roxbury Dr. 2nd Floor, Beverly Hills, CA 90210Office #2: 18111 Von Karman Ave. 4th Floor, Irvine, CA 92612RIA
BD
CRD#: 103705
BEVERLY HILLS, CA
Past
December 3, 2013 - November 28, 2017
U.S. BANCORP ADVISORS, LLC
RIA
CRD#: 14455
SAN DIEGO, CA
Past
December 3, 2013 - November 28, 2017
U.S. BANCORP ADVISORS, LLC
BD
CRD#: 14455
SAN DIEGO, CA
Past
October 15, 2009 - November 6, 2013
COMERICA SECURITIES
RIA
CRD#: 17079
SAN DIEGO, CA
Past
October 15, 2009 - November 6, 2013
COMERICA SECURITIES
BD
CRD#: 17079
SAN DIEGO, CA
Past
June 3, 2008 - August 11, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LOS ANGELES, CA
Past
June 3, 2008 - August 11, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LOS ANGELES, CA
Past
July 12, 2002 - February 22, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
SAN DIEGO, CA
Past
July 12, 2002 - February 22, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
SAN DIEGO, CA
Past
January 25, 1999 - July 8, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
VISALIA, CA
Past
January 13, 1999 - July 8, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 8, 1996 - December 23, 1998
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/5/2017)
IAR
California(12/5/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/28/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
78
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
