JS
Jason R. Steeno
CORECAP ADVISORS
Southfield, MI 48034
Some features on this profile are disabled
CRD#: 2733742
JS
Professional summary
Jason Raymond Steeno is a registered financial advisor currently at CORECAP ADVISORS located in Southfield, Michigan and CORECAP INVESTMENTS, LLC located in Southfield, Michigan.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Raymond Steeno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2020 - Present
CORECAP ADVISORS
Office #1: 27777 Franklin Road Suite 700, Southfield, MI 48034RIA
CRD#: 158819
Southfield, MI
Current
March 11, 2020 - Present
CORECAP INVESTMENTS, LLC
Office #1: 27777 Franklin Road Suite 700, Southfield, MI 48034Office #2: 27777 Franklin Road Suite 700, Southfield, MI 48034BD
CRD#: 37068
Southfield, MI
Past
September 24, 2019 - April 3, 2020
REGAL ADVISORY SERVICES, INC.
RIA
CRD#: 123842
Orlando, FL
Past
August 19, 2019 - April 3, 2020
REGAL SECURITIES, INC.
BD
CRD#: 7297
ORLANDO, FL
Past
March 20, 2014 - December 21, 2017
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
July 23, 2013 - December 21, 2017
SCOTTRADE, INC.
BD
CRD#: 8206
ST LOUIS, MO
Past
May 16, 2006 - October 3, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
SCHAUMBURG, IL
Past
June 26, 2003 - October 3, 2012
TD AMERITRADE, INC.
RIA
CRD#: 7870
SCHAUMBURG, IL
Past
October 3, 2000 - October 3, 2012
TD AMERITRADE, INC.
BD
CRD#: 7870
SCHAUMBURG, IL
Past
March 16, 1999 - October 14, 1999
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
March 25, 1998 - February 3, 1999
DISTRIBUTION SERVICES, LLC
BD
CRD#: 25938
PORTLAND, ME
Past
October 30, 1996 - December 24, 1997
FIMCO SECURITIES GROUP, INC.
BD
CRD#: 30343
PORT WASHINGTON, WI
Past
May 10, 1996 - June 24, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORECAP ADVISORS
ADVANTAGE BENEFITS & RETIREMENT | WWW.GOLDLINE.FINANCIAL | WOOSTER FINANCIAL | WEALTH TRAC MANAGEMENT | WEALTH TRAC FINANCIAL LLC | WEALTH TRAC FINANCIAL | WEALTH GUIDE FINANCIAL | VOYAGEUR ADVISORY GROUP | VFG ASSOCIATES | TRUE NORTH ADVISORS | TREW FINANCIAL & BENEFITS GROUP, INC. | TOTAL BENEFIT SERVICES | TORO FINANCIAL | TLC WEALTH | TLC INSURANCE GROUP | TELLURIDE FINANCIAL, INC. | TBS RETIREMENT PLANNING | TALLOU FINANCIAL SERVICES | STRATEGIC PLANNING GROUP | STIVERS LAW | STIVERS FINANCIAL SERVICES | SPEIR FINANCIAL SERVICES | SPARTAN FINANCIAL GROUP | SOULENCE TAX & WEALTH ADVISORS | SOLOMON FINANCIAL | SMITHS FINANCIAL SOLUTIONS | SMITH FINANCIAL SOLUTIONS | SLEEP WELL RETIREMENT | SKOLNIK RETIREMENT SOLUTIONS, LLC | SIS FINANCIAL GROUP | SIMASKO FINANCIAL | SENIOR HEALTH BENEFITS | SECURE RETIREMENT QUESTS | SECURE MY FUNDS | SECURE INCOME SOLUTIONS | SAA FINANCIAL | RUNESTAD FINANCIAL SERVICES, LTD | ROMAIN FINANCIAL | RJP ESTATE PLANNING | REITER FINANCIAL SERVICES | RED KITE CAPITAL | QUEST FINANCIAL | PRINCIPIUM TACTICAL WEALTH MANAGEMENT | PRINCIPIUM | PRESERVE WEALTH OKLAHOMA | PETTIFORD FINANCIAL AND WEALTH MANAGEMENT | PETERSON HARRIS, INC. | PATHWAY FINANCIAL GROUP | OWRS | ORAY-KING WEALTH ADVISORS | ODYSSEY PRIVATE WEALTH | NICOLE E. BREW & CREW | NICOLE BREWER & ASSOCIATES | NEXT FRONTIER FINANCIAL | MIDWEST RETIREMENT ADVISORS | METROKAS KAMISON ASSOCIATES | METHOD INVESTMENT GROUP | MANNOR FINANCIAL SERVICES | MANNOR FINANCIAL GROUP | LMA FINANCIAL SERVICES | LIFESTYLE WEALTH MANAGEMENT | LIFE INCOME MANAGEMENT | LEISER FINANCIAL | LASTER FINANCIAL | LAKE COUNTY FINANCIAL GROUP | LABADIE FINANCIAL | KRISTOPHER CURTIS FINANCIAL | KLAUENBERG RETIREMENT SOLUTIONS | KCS FINANCIAL GROUP | KAPONO CHUN & ASSOCIATES | JOSEPH FINANCIAL GROUP | JM FINANCIAL & ACCOUNTING SERVICES | JM FINANCIAL & ACCOUNT SERVICES | JERCON WEALTH MANAGEMENT | JACKSON KENNEDY | INSURANCE ADVANTAGE & LMA FINANCIAL SERVICES | INGOLD GROUP, LLC | HORIZON INSURANCE BROKERAGE GROUP, LLC | HAKIM FINANCIAL. INC. | HAKIM FINANCIAL | GOLDLINE FINANCIAL | GILLIKIN & ASSOCIATES | GET MY BENCHMARK | GEARY AGENCY | GAUCI & ASSOCIATES | G&H FINANCIAL GROUP | FRONTIER WEALTH MANAGEMENT | FREEDOM WEALTH MANAGEMENT | FORT WEALTH MANAGEMENT | FOREVER FREE FINANCIAL | FIRST FINANCIAL GROUP USA | FINANCIAL FITNESS | FFI | EXECUTIVE PLAN SERVICES | EXECUTIVE FINANCIAL GROUP | ESTATE PLANNING & PRESERVATION | ESPERO & PARTNERS | EDGEROCK WEALTH MANAGEMENT | DWORETSKY FINANCIAL | DUGAN BROWN | DIGNITY LIFE MARKETING GROUP, LLC | DAN WHITE & ASSOCIATES | CROSSROADS ADVISORY GROUP | CREATIVE FINANCIAL SOLUTIONS | CREATIVE ASSET CONSULTANTS, INC. | COUGHLIN WEALTH MANAGEMENT, LLC | CORNERSTONE FINANCIAL SERVICES, LLC | CORNERSTONE FINANCIAL SERVICES | CORECAP ADVISORS, LLC | CORECAP ADVISORS, INC. | CORECAP ADVISORS | CORE CAPITAL ADVISORS | COOPER AND ADEL FINANCIAL | COOPER ADEL VU FINANCIAL | COOPER ADEL & VU FINANCIAL | CONVERGENCE FINANCIAL ADVISORS, INC. | CONVERGENCE FINANCIAL ADVISORS | CONNERS WEALTH MANAGEMENT | COMMONWEALTH STRATEGY ADVISORS | CITY CENTER FINANCIAL | CFS | CASTLE WEST FINANCIAL, LLC | CAPITAL CHOICE SOUTHWEST | CAPITAL CHOICE FINANCIAL SERVICES | CAPITAL CHOICE FINANCIAL GROUP | CAPITAL CHOICE | BURLOS MARKETING | BRAD MAY & ASSOCIATES AGENCY INC. | BISHOP WEALTH PLANNING | BETTER LIFE FINANCIAL GROUP | BETH MOORES FINANCIAL | BENCHMARK | BALANCED PROFITS | B MAY & ASSOCIATES | AZOURY FINANCIAL | ASSET WEALTH MANAGEMENT | ASSET MANAGEMENT & ADVISORY SERVICES OF LEE COUNTY | ARCH BENEFITS GROUP | APEX WEALTH MANAGEMENT | ANDRIKOS FINANCIAL PARTNERS | AMERICAN PROSPERITY GROUP, LLC | ALPHA ADVISORS | ALPERT RETIREMENT ADVISING | AFFORDABLE INSURANCE NETWORK
CRD#: 158819 / SEC#: 801-72687
RIA
Registered Investment Advisory firm - (8/30/2011 Approved)Illinois
Registered Investment Advisory firm - (6/21/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/11/2020)
IAR
Alabama(3/12/2020)
RR
Alaska(3/11/2020)
IAR
Alaska(6/5/2020)
RR
Arizona(3/11/2020)
IAR
Arizona(7/10/2020)
RR
Arkansas(3/11/2020)
IAR
Arkansas(5/19/2020)
RR
California(3/11/2020)
IAR
California(3/11/2020)
RR
Colorado(3/11/2020)
IAR
Colorado(7/6/2020)
RR
Connecticut(3/11/2020)
IAR
Connecticut(3/31/2020)
RR
Delaware(3/11/2020)
IAR
Delaware(8/3/2020)
RR
District of Columbia(3/11/2020)
IAR
District of Columbia(6/10/2020)
RR
Florida(3/11/2020)
IAR
Florida(5/19/2020)
RR
Georgia(3/11/2020)
IAR
Georgia(4/7/2020)
RR
Hawaii(3/11/2020)
IAR
Hawaii(6/8/2020)
RR
Idaho(3/11/2020)
IAR
Idaho(3/11/2020)
RR
Illinois(3/11/2020)
IAR
Illinois(3/25/2020)
RR
Indiana(3/11/2020)
IAR
Indiana(3/11/2020)
RR
Iowa(3/11/2020)
IAR
Iowa(3/19/2020)
RR
Kansas(3/11/2020)
IAR
Kansas(2/2/2021)
RR
Kentucky(3/11/2020)
IAR
Kentucky(4/14/2020)
RR
Louisiana(3/11/2020)
IAR
Louisiana(9/23/2020)
RR
Maine(3/11/2020)
IAR
Maine(3/12/2020)
RR
Maryland(3/11/2020)
IAR
Maryland(3/12/2020)
RR
Massachusetts(3/11/2020)
IAR
Massachusetts(5/20/2020)
RR
Michigan(3/11/2020)
IAR
Michigan(3/11/2020)
RR
Minnesota(3/11/2020)
IAR
Minnesota(5/26/2020)
RR
Mississippi(3/11/2020)
IAR
Mississippi(12/3/2021)
RR
Missouri(3/11/2020)
IAR
Missouri(3/11/2020)
RR
Montana(3/11/2020)
IAR
Montana(3/11/2020)
RR
Nebraska(3/11/2020)
IAR
Nebraska(5/20/2020)
RR
Nevada(3/11/2020)
IAR
Nevada(9/8/2020)
RR
New Hampshire(3/11/2020)
IAR
New Hampshire(6/9/2020)
RR
New Jersey(3/11/2020)
IAR
New Jersey(3/13/2020)
RR
New Mexico(3/11/2020)
IAR
New Mexico(3/11/2020)
RR
New York(3/11/2020)
RR
North Carolina(3/11/2020)
IAR
North Carolina(3/12/2020)
RR
North Dakota(3/11/2020)
IAR
North Dakota(3/16/2020)
RR
Ohio(3/11/2020)
IAR
Ohio(3/11/2020)
RR
Oklahoma(3/11/2020)
IAR
Oklahoma(5/19/2020)
IAR
Oregon(5/14/2020)
RR
Pennsylvania(3/11/2020)
IAR
Pennsylvania(3/12/2020)
IAR
Puerto Rico(3/20/2020)
RR
Rhode Island(3/11/2020)
IAR
Rhode Island(6/23/2020)
RR
South Carolina(3/11/2020)
IAR
South Carolina(6/9/2020)
RR
South Dakota(3/11/2020)
IAR
South Dakota(5/22/2020)
RR
Tennessee(3/11/2020)
RR
Texas(3/11/2020)
IAR
Texas(3/12/2020)
RR
Utah(3/11/2020)
IAR
Utah(3/11/2020)
RR
Vermont(3/11/2020)
IAR
Vermont(1/9/2024)
RR
Virgin Islands(3/11/2020)
RR
Virginia(3/11/2020)
IAR
Virginia(5/20/2020)
RR
Washington(3/11/2020)
IAR
Washington(5/22/2020)
RR
West Virginia(3/11/2020)
IAR
West Virginia(6/16/2020)
RR
Wisconsin(3/11/2020)
IAR
Wisconsin(3/11/2020)
RR
Wyoming(3/11/2020)
IAR
Wyoming(3/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CORECAP ADVISORS
ADVANTAGE BENEFITS & RETIREMENT | WWW.GOLDLINE.FINANCIAL | WOOSTER FINANCIAL | WEALTH TRAC MANAGEMENT | WEALTH TRAC FINANCIAL LLC | WEALTH TRAC FINANCIAL | WEALTH GUIDE FINANCIAL | VOYAGEUR ADVISORY GROUP | VFG ASSOCIATES | TRUE NORTH ADVISORS | TREW FINANCIAL & BENEFITS GROUP, INC. | TOTAL BENEFIT SERVICES | TORO FINANCIAL | TLC WEALTH | TLC INSURANCE GROUP | TELLURIDE FINANCIAL, INC. | TBS RETIREMENT PLANNING | TALLOU FINANCIAL SERVICES | STRATEGIC PLANNING GROUP | STIVERS LAW | STIVERS FINANCIAL SERVICES | SPEIR FINANCIAL SERVICES | SPARTAN FINANCIAL GROUP | SOULENCE TAX & WEALTH ADVISORS | SOLOMON FINANCIAL | SMITHS FINANCIAL SOLUTIONS | SMITH FINANCIAL SOLUTIONS | SLEEP WELL RETIREMENT | SKOLNIK RETIREMENT SOLUTIONS, LLC | SIS FINANCIAL GROUP | SIMASKO FINANCIAL | SENIOR HEALTH BENEFITS | SECURE RETIREMENT QUESTS | SECURE MY FUNDS | SECURE INCOME SOLUTIONS | SAA FINANCIAL | RUNESTAD FINANCIAL SERVICES, LTD | ROMAIN FINANCIAL | RJP ESTATE PLANNING | REITER FINANCIAL SERVICES | RED KITE CAPITAL | QUEST FINANCIAL | PRINCIPIUM TACTICAL WEALTH MANAGEMENT | PRINCIPIUM | PRESERVE WEALTH OKLAHOMA | PETTIFORD FINANCIAL AND WEALTH MANAGEMENT | PETERSON HARRIS, INC. | PATHWAY FINANCIAL GROUP | OWRS | ORAY-KING WEALTH ADVISORS | ODYSSEY PRIVATE WEALTH | NICOLE E. BREW & CREW | NICOLE BREWER & ASSOCIATES | NEXT FRONTIER FINANCIAL | MIDWEST RETIREMENT ADVISORS | METROKAS KAMISON ASSOCIATES | METHOD INVESTMENT GROUP | MANNOR FINANCIAL SERVICES | MANNOR FINANCIAL GROUP | LMA FINANCIAL SERVICES | LIFESTYLE WEALTH MANAGEMENT | LIFE INCOME MANAGEMENT | LEISER FINANCIAL | LASTER FINANCIAL | LAKE COUNTY FINANCIAL GROUP | LABADIE FINANCIAL | KRISTOPHER CURTIS FINANCIAL | KLAUENBERG RETIREMENT SOLUTIONS | KCS FINANCIAL GROUP | KAPONO CHUN & ASSOCIATES | JOSEPH FINANCIAL GROUP | JM FINANCIAL & ACCOUNTING SERVICES | JM FINANCIAL & ACCOUNT SERVICES | JERCON WEALTH MANAGEMENT | JACKSON KENNEDY | INSURANCE ADVANTAGE & LMA FINANCIAL SERVICES | INGOLD GROUP, LLC | HORIZON INSURANCE BROKERAGE GROUP, LLC | HAKIM FINANCIAL. INC. | HAKIM FINANCIAL | GOLDLINE FINANCIAL | GILLIKIN & ASSOCIATES | GET MY BENCHMARK | GEARY AGENCY | GAUCI & ASSOCIATES | G&H FINANCIAL GROUP | FRONTIER WEALTH MANAGEMENT | FREEDOM WEALTH MANAGEMENT | FORT WEALTH MANAGEMENT | FOREVER FREE FINANCIAL | FIRST FINANCIAL GROUP USA | FINANCIAL FITNESS | FFI | EXECUTIVE PLAN SERVICES | EXECUTIVE FINANCIAL GROUP | ESTATE PLANNING & PRESERVATION | ESPERO & PARTNERS | EDGEROCK WEALTH MANAGEMENT | DWORETSKY FINANCIAL | DUGAN BROWN | DIGNITY LIFE MARKETING GROUP, LLC | DAN WHITE & ASSOCIATES | CROSSROADS ADVISORY GROUP | CREATIVE FINANCIAL SOLUTIONS | CREATIVE ASSET CONSULTANTS, INC. | COUGHLIN WEALTH MANAGEMENT, LLC | CORNERSTONE FINANCIAL SERVICES, LLC | CORNERSTONE FINANCIAL SERVICES | CORECAP ADVISORS, LLC | CORECAP ADVISORS, INC. | CORECAP ADVISORS | CORE CAPITAL ADVISORS | COOPER AND ADEL FINANCIAL | COOPER ADEL VU FINANCIAL | COOPER ADEL & VU FINANCIAL | CONVERGENCE FINANCIAL ADVISORS, INC. | CONVERGENCE FINANCIAL ADVISORS | CONNERS WEALTH MANAGEMENT | COMMONWEALTH STRATEGY ADVISORS | CITY CENTER FINANCIAL | CFS | CASTLE WEST FINANCIAL, LLC | CAPITAL CHOICE SOUTHWEST | CAPITAL CHOICE FINANCIAL SERVICES | CAPITAL CHOICE FINANCIAL GROUP | CAPITAL CHOICE | BURLOS MARKETING | BRAD MAY & ASSOCIATES AGENCY INC. | BISHOP WEALTH PLANNING | BETTER LIFE FINANCIAL GROUP | BETH MOORES FINANCIAL | BENCHMARK | BALANCED PROFITS | B MAY & ASSOCIATES | AZOURY FINANCIAL | ASSET WEALTH MANAGEMENT | ASSET MANAGEMENT & ADVISORY SERVICES OF LEE COUNTY | ARCH BENEFITS GROUP | APEX WEALTH MANAGEMENT | ANDRIKOS FINANCIAL PARTNERS | AMERICAN PROSPERITY GROUP, LLC | ALPHA ADVISORS | ALPERT RETIREMENT ADVISING | AFFORDABLE INSURANCE NETWORK
CRD#: 158819 / SEC#: 801-72687
RIA
Registered Investment Advisory firm - (8/30/2011 Approved)Illinois
Registered Investment Advisory firm - (6/21/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
27777 Franklin Road Suite 700, Southfield, MI 48034
Mailing Address
Phone number
(888) 296-3360
Established
Firm type
Fiscal year end
# of Employees
111
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,157 |
| AUM (Assets Under Management) | $ 3,167,350,865 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
