Eugene A. Castle

MONEYWISE

Lexington, KY 40502

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CRD#: 2733633

Professional summary

Eugene Allen Castle, CFP®, who also goes by Eugene Castle, is a registered financial advisor currently at MONEYWISE, INC. located in Lexington, Kentucky.

Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eugene has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eugene Castle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Allen Castle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

January 11, 2011 - Present

MONEYWISE, INC.

Office #1: 836 Euclid Avenue #318, Lexington, KY 40502

RIA

CRD#: 145043

Lexington, KY

Past

November 28, 2007 - December 31, 2010

MONEYWISE, INC.

RIA

CRD#: 145043

LEXINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(1/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/26/1996

Uniform Securities Agent State Law Examination

Current Firm

MONEYWISE, INC.

CRD#: 145043 / SEC#:

Kentucky

Registered Investment Advisory firm - (12/31/2010 Approved)

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Contact information

Main Address

836 Euclid Avenue #318, Lexington, KY 40502

Mailing Address

Phone number

(859) 266-3207

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	142
AUM (Assets Under Management)	$ 35,982,278

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Eugene A. Castle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Allen Castle's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEYWISE, INC.

MONEYWISE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/26/1996

Current Firm

MONEYWISE, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONEYWISE, INC.

TRUST BUT VERIFY

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