Jennifer E. Brooks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Elizabeth Brooks, who also goes by Jennifer Elizabeth Thrush, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1999. Jennifer had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2008 - June 20, 2016
PARAGON HEALTH & WEALTH
February 25, 2008 - March 7, 2008
PRIMEROCK ASSET MANAGEMENT, LLC
January 29, 2002 - November 1, 2002
FSC SECURITIES CORPORATION
October 1, 1999 - January 28, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 29, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON HEALTH & WEALTH
CRD#: 146940 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
