Maxwell R. Pray
Professional summary
Maxwell Ramsey Pray, who also goes by Maxwell Pray, is a registered financial advisor currently at CLIFFORD SWAN INVESTMENT COUNSELORS located in Pasadena, California.
Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Maxwell has worked at 2 firms and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maxwell Ramsey Pray's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2007 - Present
CLIFFORD SWAN INVESTMENT COUNSELORS
Office #1: 177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965March 12, 2004 - November 14, 2007
PHILIP V. SWAN ASSOCIATES, LLC
Primary Firm SEC Registration
CLIFFORD SWAN INVESTMENT COUNSELORS
CRD#: 108033 / SEC#: 801-56675
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/18/2007)
Exams
Series 2
Date: 3/22/1996
Non-Member General Securities ExaminationCurrent Firm
CLIFFORD SWAN INVESTMENT COUNSELORS
CRD#: 108033 / SEC#: 801-56675
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,522 |
| AUM (Assets Under Management) | $ 4,143,559,319 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 04/15/2024 | ||
| 08/10/2023 |
Red Flags
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