Michelle P. Higgins
CALIFORNIA FINANCIAL ADVISORS | Principal
SAN RAMON, CA 94583
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CRD#: 2733419
Professional summary
Michelle Perry Higgins, who also goes by Michelle Lee Perry, is a registered financial advisor currently at CALIFORNIA FINANCIAL ADVISORS located in San Ramon, California.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michelle has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Executive services/Equity comp...
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Michelle Lee Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS OWNER, BOOK SALES ; PARTNER 50%; START DATE 5/01/2013; 5 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; BOOK SALES, AUTHOR OF STOCKS, BONDS & SOCCER MOMS, AUTHOR OF THE EVERYTHING BINDER, AUTHOR OF COLLEGE POOR NO MORE - 100% OF PROCEEDS WILL GO TO COLLEGE SCHOLARSHIPS. 2) DOTERRA REPRESENTATIVE, START DATE 1/29/2019, 1 HOUR PER MONTH, PURCHASING ESSENTIAL OIL PRODUCTS FOR PERSONAL USE ONLY 3) RENTAL PROPERTIES 12/2024, 5 HRS A MONTH 4) INVESTOPEDIA COUNCIL, 7/2024, 2 HOURS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Perry Higgins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 1998 - Present
CALIFORNIA FINANCIAL ADVISORS
Office #1: 2303 Camino Ramon Suite 250, San Ramon, CA 94583RIA
CRD#: 110152
SAN RAMON, CA
Past
August 13, 2014 - November 30, 2016
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
San Ramon, CA
Past
May 4, 1998 - August 7, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
SAN RAMON, CA
Past
August 20, 1996 - May 28, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 20, 1996 - May 28, 1998
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CALIFORNIA FINANCIAL ADVISORS
CALIFORNIA FINANCIAL ADVISORS | MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC | MALOON, POWERS, PITRE & HIGGINS, LLC | MALOON POWERS & PITRE LLC
CRD#: 110152 / SEC#: 801-55273
RIA
Registered Investment Advisory firm - (2/18/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/9/1998)
IAR
Texas(10/27/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CALIFORNIA FINANCIAL ADVISORS
CALIFORNIA FINANCIAL ADVISORS | MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC | MALOON, POWERS, PITRE & HIGGINS, LLC | MALOON POWERS & PITRE LLC
CRD#: 110152 / SEC#: 801-55273
RIA
Registered Investment Advisory firm - (2/18/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12657 Alcosta Blvd Suite 470, San Ramon, CA 94583
Mailing Address
Phone number
(925) 275-1000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 2,001,685,989 |
Red Flags
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Company Information
CALIFORNIA FINANCIAL ADVISORS
PrincipalCRD#: 110152San Ramon, CA 94583TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
