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Anthony Rahama Whitter

CRD# 2733252·Registered 1998 - 2004
Barred: Anthony Rahama Whitter was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Rahama Whitter, who also goes by Anthony R Whitter, Tony Whitter, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1998 - 2004. Anthony had worked at 3 firms and has passed the Series 63 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony R Whitter, Tony Whitter

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

CLARK STREET CAPITAL, INC.·CRD# 38304
BD
Levittown, NY
November 15, 2001 - September 24, 2004
CLARK STREET CAPITAL, INC.·CRD# 38304
BD
Levittown, NY
May 7, 2001 - June 8, 2001
ROYAL HUTTON SECURITIES CORP.·CRD# 14489
BD
New York, NY
December 15, 1998 - May 4, 2001
GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
October 26, 1998 - December 16, 1998

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Current Firm

CS
CLARK STREET CAPITAL, INC.

CLARK STREET CAPITAL, INC.

CRD#: 38304 / SEC#: 8-48222
BD
Terminated by SEC on 12/14/2004

Contact Information

Established

Illinois since 02/16/1995

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
FAM HOLDINGS, LLC.SHAREHOLDER—
EXECUTEDIRECT.COMSHAREHOLDER—
ALFONSI, MARCOPRESIDENT, VICE-PRESIDENT—
COLEMAN, JAMES STUARTOPTIONS PRINCIPAL/CROP1211212
FUSCO, MARYANNFINANCIAL OPERATIONS PRINCIPAL867065
HOLTMEYER, ANDREW WALTERSECRETARY—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Oct 1998

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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