Anthony R. Whitter
Professional summary
Anthony Rahama Whitter was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Anthony had worked at 3 firms, which includes CLARK STREET CAPITAL INC., ROYAL HUTTON SECURITIES CORP., GLOBAL CAPITAL MARKETS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2001 - September 24, 2004
CLARK STREET CAPITAL, INC.
May 7, 2001 - June 8, 2001
CLARK STREET CAPITAL, INC.
December 15, 1998 - May 4, 2001
ROYAL HUTTON SECURITIES CORP.
October 26, 1998 - December 16, 1998
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/23/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
CLARK STREET CAPITAL, INC.
CRD#: 38304 / SEC#: , 8-48222
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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