Brad A. Rondy
Professional summary
Brad Alan Rondy, who also goes by Brad Randy, Brad Rondy, Bradley Alan Rondy, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine and IMST DISTRIBUTORS, LLC located in Portland, Maine.
Brad is registered as a RR (Registered Representative) and started their career in finance in 1996. Brad has worked at 20 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brad Alan Rondy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2015 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101August 22, 2016 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101September 14, 2016 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101October 26, 2016 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 30, 2020 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 14, 2021 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101June 28, 2022 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101December 8, 2023 - Present
FORESIDE GLOBAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 27, 2019 - October 11, 2023
COMPASS DISTRIBUTORS, LLC
October 26, 2018 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
October 11, 2018 - December 31, 2022
FORESIDE GLOBAL SERVICES, LLC
January 12, 2018 - December 31, 2022
SMEAD FUNDS DISTRIBUTORS, LLC
October 25, 2017 - December 31, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.
August 14, 2017 - December 31, 2022
FUNDS DISTRIBUTOR, LLC
May 11, 2017 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
September 26, 2016 - December 31, 2022
ORBIS INVESTMENTS (U.S.), LLC
October 6, 2009 - April 14, 2015
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 18, 2009 - April 14, 2015
NATIONWIDE SECURITIES, LLC
April 29, 2008 - April 14, 2015
NATIONWIDE SECURITIES, LLC
July 16, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
February 14, 2001 - July 16, 2007
NATIONWIDE SECURITIES, LLC
April 17, 1997 - January 19, 2001
THE HUNTINGTON INVESTMENT COMPANY
May 22, 1996 - August 15, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2015)
(1/2/2025)
(1/2/2025)
(4/24/2015)
Exams
FINRA
Current Firm
FORESIDE GLOBAL SERVICES, LLC
CRD#: 147382 / SEC#: , 8-67903
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Company Information
FORESIDE GLOBAL SERVICES, LLC
CRD#: 147382Portland, ME 04101TRUST BUT VERIFY
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