Paul V. Piezzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Victor Piezzo, who also goes by Paul V Piezzo, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2013 - May 17, 2013
T3 TRADING GROUP, LLC
October 1, 2009 - February 1, 2013
THE BENCHMARK COMPANY, LLC
March 9, 2009 - September 29, 2009
AXIOM CAPITAL MANAGEMENT, INC.
October 4, 2004 - February 20, 2009
BROADBAND CAPITAL MANAGEMENT, LLC
November 20, 2003 - October 4, 2004
D. WECKSTEIN & CO., INC.
January 30, 2003 - April 14, 2003
LAVAFLOW, INC.
July 30, 1998 - July 1, 2002
DEUTSCHE IXE, LLC
June 24, 1997 - July 23, 1998
AXIOM CAPITAL MANAGEMENT, INC.
August 30, 1996 - July 24, 1997
WEATHERLY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/9/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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