Frank J. Santoli
Professional summary
Frank Joseph Santoli was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Frank had worked at 2 firms, which includes GLOBAL STRATEGIES GROUP INC., R.D. WHITE & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 1997 - January 27, 1998
GLOBAL STRATEGIES GROUP, INC.
January 28, 1997 - July 21, 1997
R.D. WHITE & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 7/1/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
GLOBAL STRATEGIES GROUP, INC.
CRD#: 27414 / SEC#: , 8-43079
Contact information
Documents
Red Flags
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