Raymond E. Whitaker

AE WEALTH MANAGEMENT

Morton, IL 61550

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CRD#: 2732715

Professional summary

Raymond Edwin Whitaker, who also goes by Ed Whitaker Jr, Raymond Edwin Whitaker Jr, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Morton, Illinois.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Raymond has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Whitaker Jr | Raymond Edwin Whitaker Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WHITAKER WEALTH MANAGEMENT SERVICES; YES INVESTMENT-RELATED; 220 East Jackson St., Morton, IL 61550; INSURANCE SALES AND SERVICES; FINANCIAL ADVISOR; START DATE 10/2022; 160 HOURS/MONTH; 160 HOURS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Edwin Whitaker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2018 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 220 E Jackson St Suite B, Morton, IL 61550

RIA

CRD#: 282580

Morton, IL

Past

March 4, 2014 - May 7, 2018

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

TREMONT, IL

Past

March 4, 2014 - May 7, 2018

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

TREMONT, IL

Past

November 18, 2013 - March 3, 2014

BFC PLANNING, INC.

RIA

CRD#: 119682

TREMONT, IL

Past

January 11, 2013 - November 18, 2013

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

TREMONT, IL

Past

March 31, 2003 - December 31, 2012

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

TREMONT, IL

Past

March 31, 2003 - March 3, 2014

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

TREMONT, IL

Past

November 24, 1998 - March 31, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

RIA

CRD#: 2864

TREMONT, IL

Past

January 2, 1998 - March 31, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

February 4, 1997 - January 1, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

May 7, 1996 - February 7, 1997

RICHARD B. VANCE & COMPANY

CRD#: 3656

JOLIET, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/4/2018)

IAR

Texas
(8/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 2/13/2012

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 1/11/2005

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/6/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond E. Whitaker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Edwin Whitaker's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

AEGON USA SECURITIES INC.

RICHARD B. VANCE & COMPANY

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/1998

Series 63

Date: 5/15/1996

SIE

Date: 5/7/2018

Series 62

Date: 2/13/2012

Series 22

Date: 1/11/2005

Series 6

Date: 5/6/1996

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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