Jeremy B. Graff

GRAFF FINANCIAL LLC

EDINA, MN 55436

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CRD#: 2732583

Professional summary

Jeremy Bruce Graff, CFP®, CIMA® is a registered financial advisor currently at GRAFF FINANCIAL LLC located in Edina, Minnesota.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeremy has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Bruce Graff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 20, 2013 - Present

GRAFF FINANCIAL LLC

Office #1: 4926 Lincoln Drive, Edina, MN 55436

RIA

CRD#: 154976

EDINA, MN

Past

March 8, 2002 - August 26, 2005

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MINNEAPOLIS, MN

Past

April 8, 1998 - August 26, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/31/1998

General Securities Representative Examination

Current Firm

GRAFF FINANCIAL LLC

GRAFF FINANCIAL ADVISORY | GRAFF FINANCIAL LLC

CRD#: 154976 / SEC#:

Minnesota

Registered Investment Advisory firm - (9/16/2010 Approved)

Texas

Registered Investment Advisory firm - (12/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4926 Lincoln Drive, Edina, MN 55436

Mailing Address

Phone number

(612) 605-0664

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 69,329,205

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy B. Graff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Bruce Graff's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAFF FINANCIAL LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/1998

Series 7

Date: 3/31/1998

Current Firm

GRAFF FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRAFF FINANCIAL LLC

TRUST BUT VERIFY

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