Keyvan Kiafer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keyvan Kiafer, who also goes by Kyvan Kiafar, was a registered financial advisor .
Keyvan is a previously registered financial advisor and started their career in finance in 1997. Keyvan had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2002 - March 29, 2005
SMART INVESTMENTS ADVISORY INCORPORATED
December 12, 2001 - March 29, 2005
THE SEIDLER COMPANIES INCORPORATED
December 22, 1997 - December 21, 2001
UBS FINANCIAL SERVICES INC.
April 16, 1997 - July 30, 1997
NATIONAL CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMART INVESTMENTS ADVISORY INCORPORATED
CRD#: 107778 / SEC#: 801-63265
Contact information
Regulatory assets under management
| Total Number of Accounts | 210 |
| AUM (Assets Under Management) | $ 82,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
