Jerry L. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lee Robinson was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1996. Jerry had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2015 - January 22, 2015
ALTO SECURITIES, LLC
October 15, 2014 - November 9, 2017
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
March 10, 2014 - August 21, 2014
BRAVER STERN SECURITIES LLC
March 21, 2012 - June 3, 2013
BRIDGE CAPITAL ASSOCIATES, INC.
February 1, 2011 - February 15, 2012
PIERPONT CAPITAL ADVISORS LLC
October 29, 2008 - February 22, 2011
CROFT & BENDER, LP
May 24, 1996 - May 19, 2004
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTO SECURITIES, LLC
CRD#: 153384 / SEC#: , 8-68530
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINDENKOHL HOLDINGS, LLC | MEMBER | |
| DORFMAN FOSTER, ESTEE | FINOP/CFO | 2696529 |
| MILLER, GORDON IVAN JR | MANAGER/PRINCIPAL | |
| TAI, HINKING | CHIEF COMPLIANCE OFFICER |
Red Flags
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