Michael A. Mills

MILLS BARRINGTON ADVISORS.

Chesterfield, MO 63005

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CRD#: 2732413

Professional summary

Michael Anthony Mills, who also goes by Michael Mills, Mike Mills, is a registered financial advisor currently at MILLS BARRINGTON ADVISORS, LLC. located in Chesterfield, Missouri.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Mills | Mike Mills

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Mills's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2013 - Present

MILLS BARRINGTON ADVISORS, LLC.

Office #1: 100 Chesterfield Business Parkway Suite 200, Chesterfield, MO 63005

RIA

CRD#: 169025

Chesterfield, MO

Past

August 31, 2007 - September 12, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ST. LOUIS, MO

Past

August 31, 2007 - September 12, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ST. LOUIS, MO

Past

August 4, 2006 - September 10, 2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

CLAYTON, MO

Past

August 4, 2006 - September 10, 2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

CLAYTON, MO

Past

June 8, 2001 - August 7, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ST. LOUIS, MO

Past

April 25, 2001 - August 7, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

ST. LOUIS, MO

Past

March 19, 1997 - April 20, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 19, 1997 - April 20, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 7, 1996 - April 9, 1997

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

April 29, 1996 - October 30, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/10/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/1/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/24/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/23/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MILLS BARRINGTON ADVISORS, LLC.

CRD#: 169025 / SEC#:

Missouri

Registered Investment Advisory firm - (10/9/2013 Approved)

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Contact information

Main Address

100 Chesterfield Business Parkway Suite 200, Chesterfield, MO 63005

Mailing Address

Phone number

(636) 399-6718

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 12,183,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael A. Mills

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Mills's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN GENERAL EQUITY SERVICES CORPORATION

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2001

Series 63

Date: 4/23/1996

Series 31

Date: 6/1/2001

Series 7

Date: 3/24/1997

Series 6

Date: 4/23/1996

Current Firm

MILLS BARRINGTON ADVISORS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLS BARRINGTON ADVISORS, LLC.

TRUST BUT VERIFY

Contact information

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