Jason T. Reynolds

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CRD#: 2732394

Professional summary

Jason Todd Reynolds was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Jason had worked at 12 firms, which includes LUCIA CAPITAL GROUP, LUCIA SECURITIES LLC, INDEPENDENT FINANCIAL GROUP LLC, OSAIC WEALTH INC., LPL FINANCIAL LLC, GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT, OSAIC SERVICES INC., KOVACK ADVISORS INC., KOVACK SECURITIES INC., AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY, EURO-ATLANTIC SECURITIES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 20, 2019 - July 22, 2019

LUCIA CAPITAL GROUP

RIA

CRD#: 152396

Beverly Hills, CA

Past

March 20, 2019 - July 22, 2019

LUCIA SECURITIES, LLC

CRD#: 37179

Beverly Hills, CA

Past

January 26, 2016 - February 21, 2019

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Beverly Hills, CA

Past

January 25, 2016 - February 21, 2019

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Beverly Hills, CA

Past

August 6, 2013 - February 12, 2016

OSAIC WEALTH, INC.

RIA

CRD#: 23131

LOS ANGELES, CA

Past

July 29, 2013 - February 12, 2016

OSAIC WEALTH, INC.

CRD#: 23131

LOS ANGELES, CA

Past

October 22, 2012 - July 25, 2013

LPL FINANCIAL LLC

CRD#: 6413

SANTA MONICA, CA

Past

February 22, 2012 - June 19, 2013

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

RIA

CRD#: 153649

SANTA MONICA, CA

Past

February 17, 2012 - October 24, 2012

OSAIC SERVICES, INC.

CRD#: 133763

SANTA MONICA, CA

Past

April 23, 2010 - December 31, 2011

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

FT. LAUDERDALE, FL

Past

April 22, 2010 - December 31, 2011

KOVACK SECURITIES INC.

CRD#: 44848

FAIRMONT, WV

Past

October 21, 2003 - February 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BEVERLY HILLS, CA

Past

October 10, 2003 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 10, 2003 - February 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BEVERLY HILLS, CA

Past

April 29, 1996 - July 3, 1996

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2003

General Securities Representative Examination

Current Firm

LUCIA CAPITAL GROUP

LUCIA CAPITAL GROUP | WCAM PRIVATE CLIENT MANAGEMENT | RJL WEALTH MANAGEMENT, LLC | LUCIA WEALTH SERVICES, LLC | LUCIA WEALTH SERVICES

CRD#: 152396 / SEC#: 801-71073

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Contact information

Main Address

13520 Evening Creek Drive, N. Suite 300, San Diego, CA 92128

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason T. Reynolds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LUCIA SECURITIES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

OSAIC SERVICES, INC.

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

EURO-ATLANTIC SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2003

Series 63

Date: 5/3/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2003

Current Firm

LUCIA CAPITAL GROUP

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

LUCIA CAPITAL GROUP

TRUST BUT VERIFY

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