Douglas R. Quilling
Professional summary
Douglas Richard Quilling, who also goes by Doug Quilling, is a registered financial professional currently at LEVEL FOUR FINANCIAL, LLC located in Panama City, Florida.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1996. Douglas has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Richard Quilling's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2007 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 225 Forest Park Circle, Panama City, FL 32405July 5, 2006 - May 2, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 11, 2001 - July 21, 2006
RAYMOND JAMES & ASSOCIATES, INC.
July 14, 2000 - January 5, 2001
INVESTACORP, INC.
July 31, 1996 - July 25, 2000
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2007)
(1/31/2020)
(5/1/2007)
(2/2/2017)
(1/2/2024)
(4/8/2022)
(5/1/2007)
Exams
FINRA
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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