David Roger Primozich
AIF®, CFP®, ChFC®Professional Summary
David Roger Primozich, AIF®, CFP®, ChFC® is a registered financial advisor currently at SOVEREIGN FINANCIAL GROUP, INC. located in Wethersfield, Connecticut and PURSHE KAPLAN STERLING INVESTMENTS located in Wethersfield, Connecticut. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CHEDESTER FINANCIAL | VENTURE STONE WEALTH MANAGEMENT | TAILORED WEALTH | STONE ARCH WEALTH ADVISORS, LLC | SOVEREIGN FINANCIAL GROUP, INC. | MASSEY FINANCIAL SERVICES
Contact Information
Main Address
35 West Broad Street Suite 100, Stamford, CT 06902Phone Number
(888) 765-8180# of Employees
31SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,486AUM (Assets Under Management)
$1,082,552,821Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CHEDESTER FINANCIAL | VENTURE STONE WEALTH MANAGEMENT | TAILORED WEALTH | STONE ARCH WEALTH ADVISORS, LLC | SOVEREIGN FINANCIAL GROUP, INC. | MASSEY FINANCIAL SERVICES
State Registrations and Notice Filings
(9/23/2016)
(9/23/2016)
(9/23/2016)
(10/6/2020)
(11/3/2023)
(9/23/2016)
(4/30/2025)
(9/23/2016)
(9/23/2016)
(4/29/2025)
(11/1/2016)
(9/23/2016)
(11/1/2016)
(9/23/2016)
(11/17/2023)
(10/7/2020)
(9/23/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David Roger Primozich's CRS (Customer Relationship Summary).
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