Karen L. Coker

THURSTON SPRINGER ADVISORS

Oklahoma City, OK 73116

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CRD#: 2731928

Professional summary

Karen Le'ellen Coker, who also goes by Karen Leellen Allman, Karen Le'ellen Coker, Karen Leellen Coker, Karen Coker, is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Oklahoma City, Oklahoma and BLACKRIDGE ASSET MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Karen has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Leellen Allman | Karen Le'ellen Coker | Karen Leellen Coker | Karen Coker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Perform officework duties for parents business 4-Way Automatic Transmission. 5 hours a week, none during market hours. This is not investment-Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Le'ellen Coker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2024 - Present

THURSTON SPRINGER ADVISORS

Office #1: 3401 Nw 63rd Street Suite 500, Oklahoma City, OK 73116

RIA

CRD#: 299201

Oklahoma City, OK

Current

February 24, 2025 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 3401 Nw 63rd Street Suite 500, Oklahoma City, OK 73116

RIA

CRD#: 277085

Oklahoma City, OK

Current

January 9, 2024 - Present

THURSTON SPRINGER FINANCIAL

Office #1: 3401 Nw 63rd Street Suite 500, Oklahoma, OK 73116

CRD#: 8478

Oklahoma, OK

Current

February 14, 2025 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

CRD#: 157045

Jupiter, FL

Past

December 20, 2012 - June 28, 2024

PHILLIPS CAPITAL ADVISORS, INC.

RIA

CRD#: 115758

OKLAHOMA CITY, OK

Past

March 5, 2012 - June 28, 2024

T.S. PHILLIPS INVESTMENTS, INC.

CRD#: 124348

OKLAHOMA CITY, OK

Past

August 27, 2008 - December 31, 2010

GEARY ADVISORS, LLC

RIA

CRD#: 146973

OKLAHOMA CITY, OK

Past

August 20, 2004 - July 28, 2010

GEARY SECURITIES, INC.

RIA

CRD#: 38182

OKLAHOMA CITY, OK

Past

August 18, 2004 - April 30, 2012

GEARY SECURITIES, INC.

CRD#: 38182

OKLAHOMA CITY, OK

Past

July 1, 2003 - July 21, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 10, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THURSTON SPRINGER ADVISORS

CRD#: 299201 / SEC#: 801-114256

RIA

Registered Investment Advisory firm - (11/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/26/2024)

Alaska
(6/26/2024)

Arizona
(7/9/2024)

Arkansas
(7/3/2024)

California
(6/27/2024)

Colorado
(6/27/2024)

Connecticut
(7/1/2024)

Delaware
(7/1/2024)

District of Columbia
(7/1/2024)

Florida
(6/27/2024)

Georgia
(6/27/2024)

Hawaii
(7/22/2024)

Idaho
(6/27/2024)

Illinois
(7/23/2024)

Indiana
(7/11/2024)

Iowa
(7/2/2024)

Kansas
(6/26/2024)

Kentucky
(6/26/2024)

Louisiana
(7/1/2024)

Maine
(6/28/2024)

Maryland
(7/5/2024)

Massachusetts
(6/27/2024)

Michigan
(6/28/2024)

Minnesota
(7/3/2024)

Mississippi
(6/27/2024)

Missouri
(6/27/2024)

Montana
(6/27/2024)

Nebraska
(6/28/2024)

Nevada
(6/26/2024)

New Hampshire
(7/1/2024)

New Jersey
(6/27/2024)

New Mexico
(7/1/2024)

New York
(6/26/2024)

North Carolina
(7/1/2024)

North Dakota
(1/7/2025)

Ohio
(6/28/2024)

Oklahoma
(1/11/2024)

IAR

Oklahoma
(7/2/2024)

Oregon
(6/27/2024)

Pennsylvania
(6/27/2024)

Puerto Rico
(7/9/2024)

Rhode Island
(6/28/2024)

South Carolina
(7/3/2024)

South Dakota
(7/1/2024)

Tennessee
(6/27/2024)

Texas
(6/27/2024)

Utah
(6/27/2024)

Vermont
(6/27/2024)

Virginia
(6/27/2024)

Washington
(6/26/2024)

West Virginia
(7/1/2024)

Wisconsin
(7/1/2024)

Wyoming
(6/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 9/17/2009

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/10/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THURSTON SPRINGER ADVISORS

CRD#: 299201 / SEC#: 801-114256

RIA

Registered Investment Advisory firm - (11/2/2018 Approved)

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Contact information

Main Address

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 581-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSA_ADV2A_(FINAL 9.14.25) (10/14/2025)

TSA_WRAPBROCHURE_(FINAL 9.11.25) (9/11/2025)

Regulatory assets under management

Total Number of Accounts	6,759
AUM (Assets Under Management)	$ 3,675,305,852

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/21/2025	Cover Page	Report
02/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen L. Coker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Le'ellen Coker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKRIDGE ASSET MANAGEMENT, LLC

THURSTON SPRINGER FINANCIAL

PEAK BROKERAGE SERVICES, LLC

PHILLIPS CAPITAL ADVISORS, INC.

T.S. PHILLIPS INVESTMENTS, INC.

GEARY ADVISORS, LLC

GEARY SECURITIES, INC.

GEARY SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

THURSTON SPRINGER ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2004

Series 63

Date: 9/16/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2000

Series 51

Date: 9/17/2009

Series 4

Date: 7/10/2009

Series 24

Date: 9/25/2007

FINRA

Current Firm

THURSTON SPRINGER ADVISORS

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THURSTON SPRINGER ADVISORS

TRUST BUT VERIFY

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