Richard L. Hunter

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CRD#: 2731835

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Lee Hunter, CFA was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1996. Richard had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

June 18, 2014 - November 30, 2023

D'ANNUNZIO CONSULTING GROUP, LLC

RIA

CRD#: 144422

TACOMA, WA

Past

December 20, 2006 - November 26, 2007

CTC CONSULTING, INC.

RIA

CRD#: 107079

TACOMA, WA

Past

December 17, 2004 - December 1, 2005

SEATTLE-NORTHWEST SECURITIES CORPORATION

RIA

CRD#: 10639

SEATTLE, WA

Past

December 13, 2004 - December 1, 2005

SEATTLE-NORTHWEST SECURITIES CORPORATION

CRD#: 10639

SEATTLE, WA

Past

September 17, 2002 - March 23, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 12, 1999 - March 28, 2001

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

July 1, 1998 - July 12, 1999

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

April 22, 1996 - July 1, 1998

SEAFIRST INVESTMENT SERVICES, INC.

CRD#: 17411

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D'ANNUNZIO CONSULTING GROUP, LLC

CRD#: 144422 / SEC#: 801-68118

RIA

Registered Investment Advisory firm - (7/12/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/21/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/19/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

D'ANNUNZIO CONSULTING GROUP, LLC

CRD#: 144422 / SEC#: 801-68118

RIA

Registered Investment Advisory firm - (7/12/2007 Approved)

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Contact information

Main Address

621 Pacific Avenue Suite 216, Tacoma, WA 98402

Mailing Address

Phone number

(253) 272-1972

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCG ADV PART 2 FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 1,716,662,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard L. Hunter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CTC CONSULTING, INC.

SEATTLE-NORTHWEST SECURITIES CORPORATION

SEATTLE-NORTHWEST SECURITIES CORPORATION

LEHMAN BROTHERS INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BA INVESTMENT SERVICES, INC.

SEAFIRST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

D'ANNUNZIO CONSULTING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1997

Series 63

Date: 4/19/1996

Series 7

Date: 10/21/2002

Series 6

Date: 4/19/1996

Current Firm

D'ANNUNZIO CONSULTING GROUP, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D'ANNUNZIO CONSULTING GROUP, LLC

TRUST BUT VERIFY

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