Sandeep S. Gazahi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandeep Singh Gazahi, who also goes by Sandeep Gazahi, Singh Gazahi, Sunny Gazahi, was a registered financial professional .
Sandeep is a previously registered financial professional and started their career in finance in 1996. Sandeep had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2011 - April 19, 2012
JAISM LLC
July 1, 2008 - January 11, 2011
NEWPORT COAST SECURITIES, INC.
April 15, 2008 - January 11, 2011
NEWPORT COAST SECURITIES, INC.
July 19, 2007 - May 5, 2008
AURA FINANCIAL SERVICES, INC.
January 24, 2005 - July 19, 2005
WESTPARK CAPITAL, INC.
August 27, 2004 - November 10, 2004
WALNUT STREET SECURITIES, INC.
June 14, 2004 - August 12, 2004
GUNNALLEN FINANCIAL, INC
November 29, 2002 - August 12, 2004
GUNNALLEN FINANCIAL, INC
May 19, 2000 - January 6, 2003
CONTINENTAL BROKER-DEALER CORP.
June 10, 1996 - October 31, 1997
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JAISM LLC
CRD#: 156593 / SEC#:
Contact information
Red Flags
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