Cliff Gash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cliff Gash was a registered financial professional .
Cliff is a previously registered financial professional and started their career in finance in 1996. Cliff had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2011 - August 15, 2012
ELEVATION, LLC
September 24, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
August 4, 2008 - September 3, 2009
BAY CREST PARTNERS, LLC
January 17, 2008 - August 11, 2008
MADISON PROPRIETARY TRADING GROUP, LLC
May 18, 2007 - August 11, 2008
BETTERMENT SECURITIES
January 10, 2005 - June 21, 2005
TULLETT PREBON FINANCIAL SERVICES LLC
February 11, 1999 - January 14, 2005
BURLINGTON CAPITAL MARKETS INC.
June 19, 1998 - March 24, 1999
CARNEGIE CHILDS & COMPANY L.L.C.
May 23, 1996 - October 16, 1996
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/7/1998
Limited Representative-Equity Trader ExamCurrent Firm
ELEVATION, LLC
CRD#: 140341 / SEC#: , 8-67306
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHEEHAN, PATRICK JAMES | MANAGING MEMBER | 2053134 |
| SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST | PASSIVE INVESTOR | |
| BARTON ASSET MANAGEMENT, LLC | PASSIVE INVESTOR | |
| CARTER III, WARREN SMOOT | PARTNER | 6751824 |
| HARRIS, MATTHEW CARTER | TRUSTEE | 6178227 |
| LUCAS, CLAIRE TOURNE | PASSIVE INVESTOR | |
| LUCAS, HAINES DEMAREST | PASSIVE INVESTOR | |
| LUCAS, JOSIAH CHARLES TRENT | TRUSTEE | 6178218 |
| PEAK6 INVESTMENTS, L.P. | PASSIVE INVESTOR | |
| PETERSON, KELSEY CARL III | REGISTERED OPTIONS PRINCIPAL | 6684459 |
| SHEEHAN, JOHN MICHAEL BYRNE | PARTNER, CEO | 2272269 |
| SILVER, SCOTT MICHAEL | CHIEF COMPLIANCE OFFICER - CCO | 2290261 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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