Joseph S. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Saul Cohen, who also goes by Jc Cohen, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1996. Joseph had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2011 - November 1, 2012
FAIRPORT CAPITAL, INC.
May 26, 2009 - October 9, 2017
FAIRPORT ADVISORS, INC.
May 4, 2009 - December 2, 2009
FAIRPORT CAPITAL, INC.
January 14, 2008 - February 17, 2009
MUTUAL SERVICE CORPORATION
April 28, 2004 - March 8, 2007
SECURITIES AMERICA, INC.
February 23, 2001 - May 24, 2002
EQUITY SERVICES, INC.
May 3, 1999 - February 1, 2001
PARK AVENUE SECURITIES LLC
May 22, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIRPORT CAPITAL, INC.
CRD#: 15034 / SEC#: , 8-32162
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
