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Tammy Eileen Pick

CRD# 2731532·Registered 1996 - 2012
Previously Registered: Being a previously registered professional could mean that Tammy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tammy Eileen Pick was a registered financial advisor. Tammy was a previously registered financial professional and started their career in finance 1996 - 2012. Tammy had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PICK ASSOCIATES, LLC·CRD# 142767
RIA
Wellsville, PA
January 9, 2007 - December 14, 2012
EQUITAS AMERICA, LLC·CRD# 39806
RIA
Wellsville, PA
July 6, 2004 - December 1, 2006
EQUITAS AMERICA, LLC·CRD# 39806
BD
Wellsville, PA
August 8, 2002 - December 1, 2006
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
April 19, 2002 - August 2, 2002
WAYPOINT BROKERAGE SERVICES·CRD# 19758
BD
York, PA
April 2, 2001 - March 4, 2002
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
October 22, 1999 - March 20, 2001
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 27, 1997 - October 5, 1999
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
October 3, 1997 - October 27, 1997
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
July 22, 1996 - October 7, 1997

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Current Firm

PA
PICK ASSOCIATES, LLC

PICK ASSOCIATES, LLC

CRD#: 142767

Contact Information

Main Address

Wellsville, PA

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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