Tammy E. Pick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tammy Eileen Pick was a registered financial professional .
Tammy is a previously registered financial professional and started their career in finance in 1996. Tammy had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2007 - December 14, 2012
PICK ASSOCIATES, LLC
July 6, 2004 - December 1, 2006
EQUITAS AMERICA, LLC
August 8, 2002 - December 1, 2006
EQUITAS AMERICA, LLC
April 19, 2002 - August 2, 2002
OPPENHEIMER & CO. INC.
April 2, 2001 - March 4, 2002
WAYPOINT BROKERAGE SERVICES
October 22, 1999 - March 20, 2001
QUICK & REILLY, INC.
October 27, 1997 - October 5, 1999
PRUDENTIAL EQUITY GROUP, LLC
October 3, 1997 - October 27, 1997
PRUDENTIAL EQUITY GROUP, LLC
July 22, 1996 - October 7, 1997
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PICK ASSOCIATES, LLC
CRD#: 142767 / SEC#:
Contact information
Red Flags
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