Scott F. Bertozzi
Professional summary
Scott Francis Bertozzi, CFP® is a registered financial advisor currently at CHARLES STREET ASSET MANAGEMENT, INC. located in Baltimore, Maryland.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Francis Bertozzi's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
August 27, 2012 - Present
CHARLES STREET ASSET MANAGEMENT, INC.
April 23, 2004 - March 27, 2013
LPL FINANCIAL LLC
April 23, 2004 - October 26, 2016
LPL FINANCIAL LLC
December 2, 2003 - May 17, 2004
WS GRIFFITH SECURITIES, INC.
December 1, 2003 - May 17, 2004
WS GRIFFITH SECURITIES, INC.
February 8, 2000 - November 21, 2003
EQUITABLE ADVISORS, LLC
January 20, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 20, 1997 - November 21, 2003
EQUITABLE ADVISORS, LLC
May 30, 1996 - December 4, 1996
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/14/2025)
(8/27/2012)
Exams
Current Firm
CHARLES STREET ASSET MANAGEMENT, INC.
CRD#: 164781 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 34,975,605 |
Red Flags
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