Duane E. Goodell

OPTIMUM WEALTH LLC

Keene, NH 03431

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CRD#: 2731182

Professional summary

Duane Earl Goodell JR is a registered financial advisor currently at OPTIMUM WEALTH LLC located in Keene, New Hampshire.

Duane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Duane has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-OPTIMUM FINANCIAL LLC; NON-INVESTMENT RELATED; 160 EMERALD ST., SUITE 10, KEENE NH 034; INSURANCE, LIFE, AND HEALTH; MEMBER, BROKER; 1/2000; 109 HRS/MONTH; N/A; COMPENSATION-COMMISSIONS; BENEFIT DESIGN AND PLANNING LIFE & HEALTH RELATED INSURANCE PLANNING, 2. RETIREMENT ANALYZER; INVESTMENT RELATED; C/O OPTIMUM FINANCIAL LLC 160 EMERALD STREET SUITE 10 KEENE NH 03431; RE-SALE OF SERVICE TO CLIENTS FOR SELF-SERVICE MONITER AND EDUCATE CLIENTS ON RETIREMENT; OWNER; 10/25/2011; 20-25 HRS/MONTH; 1HR/DAY; COMPENSATED PER LICENSE PER CLIENT; INTRODUCE AND EDUCATE CLIENTS AND FINANCIAL PROFESSIONALS TO THE ONLINE SERVICE 3)OPTIMUM FINANCIAL LLC BUSINESS RESOURCES & SERVICES;NOT INVESTMENT RELATED;160 EMERALD STREET,SUITE 10,KEENE,NH;ADDITIONAL RESOURCES/SERVICES FOR BUSINESS CLIENTELE;OWNER,MANAGER;9/25/2014;35 HRS/MONTH;1.75 HRS DURING TRADING;MARKETING THE RESOURCES TO BUSINESS CLIENTS,ONLINE INSURANCE AGENCY,COMMERCIAL LENDING BROKERAGE,SEARCH ENGINE OPTIMIZATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duane Earl Goodell JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2017 - Present

OPTIMUM WEALTH LLC

Office #1: 310 Marlboro Street, Keene, NH 03431

RIA

CRD#: 285944

Keene, NH

Past

April 7, 2000 - September 1, 2017

TRIAD ADVISORS LLC

RIA

CRD#: 25803

KEENE, NH

Past

January 12, 2000 - October 31, 2017

TRIAD ADVISORS LLC

CRD#: 25803

KEENE, NH

Past

April 22, 1996 - January 20, 2000

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(1/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/11/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/2000

General Securities Principal Examination

Current Firm

OPTIMUM WEALTH LLC

CRD#: 285944 / SEC#:

New Hampshire

Registered Investment Advisory firm - (1/13/2017 Approved)

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Contact information

Main Address

310 Marlboro Street, Keene, NH 03431

Mailing Address

Phone number

(603) 357-1084

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Duane E. Goodell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duane Earl Goodell JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMUM WEALTH LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

MONEY CONCEPTS CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 4/11/1996

SIE

Date: 10/31/2017

Series 7

Date: 5/10/2000

Series 6

Date: 4/11/1996

Series 24

Date: 8/2/2000

Current Firm

OPTIMUM WEALTH LLC

Contact information

Documents

Red Flags

Company Information

OPTIMUM WEALTH LLC

TRUST BUT VERIFY

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