Jon T. Ronk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Travis Ronk, who also goes by J Travis Ronk, J. T Ronk, J. Travis Ronk, Travis Ronk, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1996. Jon had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2020 - December 9, 2020
APOLLON WEALTH MANAGEMENT, LLC
January 2, 2018 - December 16, 2019
BB&T SECURITIES, LLC
January 2, 2018 - December 16, 2019
BB&T SECURITIES, LLC
April 4, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
April 4, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
August 24, 2012 - April 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 9, 2012 - April 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 2010 - August 9, 2011
TD AMERITRADE, INC.
January 19, 2010 - August 9, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 19, 2010 - August 9, 2011
TD AMERITRADE, INC.
December 17, 2007 - January 6, 2009
CHASE INVESTMENT SERVICES CORP.
June 1, 2006 - January 6, 2009
CHASE INVESTMENT SERVICES CORP.
September 28, 1999 - March 28, 2000
HARRISDIRECT LLC
May 16, 1998 - October 27, 1998
FIRST UNION BROKERAGE SERVICES, INC.
August 9, 1996 - September 9, 1997
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902 / SEC#: 801-112350
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902 / SEC#: 801-112350
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
