Kenneth R. Klabunde

PRECEDENT FINANCIAL STRATEGIES

Indianapolis, IN 46240-4600

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CRD#: 2730931

Professional summary

Kenneth Richard Klabunde, CFP®, who also goes by Ken Klabunde, is a registered financial advisor currently at PRECEDENT FINANCIAL STRATEGIES located in Indianapolis, Indiana.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kenneth has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

I founded Precedent Financial Strategies to provide wealth optimization solutions to those seeking professional guidance. We will work together to build a financial plan to fulfill your vision and create clear, concise action plans, tax reduction strategies, investment and lifetime income solutions, and optimize every aspect of your personal finances.

I have been serving clients as a financial advisor since 1997, and specialize in the uniquely complex needs of physicians and high-income families, particularly those going through divorce and rebuilding thereafter. We serve clients throughout the United States, and those living in the Cincinnati and Indianapolis regions.

If you are seeking expertise in personal finance, investment and income solutions, tax strategies, and divorce finances, I invite you to schedule a time for you and I to talk about your situation.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Estate Planning

Employee and Employer Plan Ben...

Tax Planning

Investment Planning

Divorce Planning

Retirement Income Management

Do you have an area of expertise or specialization?

Divorce Planning

Hourly

Investment Advice with Ongoing...

Medical Professionals

Retirement Planning & Distribu...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Ken Klabunde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KLABUNDE FARMS LLC; NOT INVESTMENT RELATED; 10366 GLENN ABBEY LANE, FISHERS, IN 46037; OWNER; FARMING; 2/1/07; 0 HOURS DEVOTED EXCEPT FOR PERSONAL RECREATION TIME; NO DUTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Richard Klabunde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

November 15, 2013 - Present

PRECEDENT FINANCIAL STRATEGIES

Office #1: 9000 Keystone Crossing Suite 145, Indianapolis, IN 46240-4600

RIA

CRD#: 169100

Indianapolis, IN

Past

November 13, 2002 - November 15, 2013

CITY SECURITIES CORPORATION

RIA

CRD#: 1459

INDIANAPOLIS, IN

Past

September 21, 2001 - September 3, 2013

CITY SECURITIES CORPORATION

CRD#: 1459

INDIANAPOLIS, IN

Past

January 4, 1999 - October 1, 2001

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

August 3, 1998 - January 4, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

June 12, 1997 - August 3, 1998

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

February 12, 1997 - October 1, 2001

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

May 8, 1996 - January 14, 1997

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(11/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/7/1996

General Securities Representative Examination

Current Firm

PRECEDENT FINANCIAL STRATEGIES

PRECEDENT ASSET MANAGEMENT | PRECEDENT FINANCIAL STRATEGIES | PRECEDENT ASSET MANAGEMENT, LLC

CRD#: 169100 / SEC#:

Indiana

Registered Investment Advisory firm - (11/15/2013 Approved)

Ohio

Registered Investment Advisory firm - (11/20/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9000 Keystone Crossing Suite 145, Indianapolis, IN 46240-4600

Mailing Address

Phone number

(800) 264-9908

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	272
AUM (Assets Under Management)	$ 87,672,408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

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Kenneth R. Klabunde

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Richard Klabunde's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITY SECURITIES CORPORATION

CITY SECURITIES CORPORATION

NATCITY INSURANCE SERVICES, INC.

IFMG SECURITIES, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

NATCITY INVESTMENTS, INC.

WATERSTONE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/2000

Series 63

Date: 2/14/1997

Series 7

Date: 5/7/1996

Current Firm

PRECEDENT FINANCIAL STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRECEDENT FINANCIAL STRATEGIES

TRUST BUT VERIFY

Contact information

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