Jeffrey D. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Dyer Wright, who also goes by Jeffrey D Wright, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 55, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2017 - November 15, 2017
H.C.WAINWRIGHT & CO., LLC
September 3, 2013 - June 29, 2015
H.C.WAINWRIGHT & CO., LLC
May 16, 2011 - July 15, 2013
GLOBAL HUNTER SECURITIES, LLC
August 4, 2006 - July 20, 2011
SHORELINE PACIFIC, LLC
March 29, 2006 - April 7, 2006
GLOBAL CROWN CAPITAL, LLC
June 6, 2005 - March 9, 2006
MONTGOMERY & CO., LLC
August 17, 2004 - June 30, 2005
E*TRADE SECURITIES LLC
July 16, 2001 - December 31, 2002
ROBERTSON STEPHENS, INC.
September 22, 1999 - July 20, 2001
PREFERREDTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/25/2005
Limited Representative-Equity Trader ExamCurrent Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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