Peter A. Buckley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Arthur Buckley, who also goes by Peter A Buckley, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2014 - September 30, 2014
STILLPOINT CAPITAL, LLC
October 11, 2010 - May 29, 2012
NEWEDGE USA, LLC
March 21, 2005 - October 23, 2008
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
June 25, 2002 - August 10, 2004
BROKERTEC AMERICAS LLC
April 23, 1996 - October 12, 2000
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
