Steven P. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Paul Boyd, who also goes by Steven P Boyd, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2020 - January 25, 2022
IP FINANCIAL ADVISORY SERVICES LLC
February 4, 2015 - September 14, 2020
INNOVATION PARTNERS LLC
January 6, 2015 - November 8, 2021
INNOVATION PARTNERS LLC
July 23, 2013 - August 11, 2014
INDEPENDENT FINANCIAL GROUP, LLC
July 23, 2013 - August 11, 2014
INDEPENDENT FINANCIAL GROUP, LLC
February 1, 2013 - June 13, 2013
CETERA WEALTH SERVICES, LLC
January 31, 2013 - June 13, 2013
CETERA WEALTH SERVICES, LLC
November 3, 1999 - February 8, 2013
LPL FINANCIAL LLC
October 27, 1999 - February 8, 2013
LPL FINANCIAL LLC
November 4, 1997 - November 3, 1999
SUTRO & CO. INCORPORATED
July 23, 1996 - October 8, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
