Todd M. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Matthew Lawrence was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1996. Todd had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - April 10, 2017
TRUIST ADVISORY SERVICES, INC.
September 23, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
September 22, 2014 - April 10, 2017
TRUIST INVESTMENT SERVICES, INC.
July 16, 2012 - September 23, 2014
LPL FINANCIAL LLC
July 5, 2012 - September 23, 2014
LPL FINANCIAL LLC
June 30, 2010 - June 27, 2012
BB&T INVESTMENT SERVICES, INC.
January 20, 2010 - June 27, 2012
BB&T INVESTMENT SERVICES, INC.
March 4, 2008 - October 9, 2008
LPL FINANCIAL LLC
September 21, 2007 - March 4, 2008
IFMG SECURITIES, INC.
July 30, 2004 - September 12, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 20, 2004 - September 12, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 21, 1999 - July 21, 2004
CITICORP INVESTMENT SERVICES
April 21, 1999 - August 29, 1999
RYAN BECK & CO.
April 1, 1998 - April 12, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 28, 1997 - April 1, 1998
BARNETT INVESTMENTS, INC.
April 11, 1996 - March 25, 1997
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
