Gary L. Lancaster
Professional summary
Gary Lynn Lancaster was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Gary had worked at 9 firms, which includes AMERICAN FIDELITY SECURITIES INC., SLOAN SECURITIES CORP., THE O.N. EQUITY SALES COMPANY, QUICK & REILLY INC., PIPER SANDLER & CO., U.S. BANCORP INVESTMENTS INC., BA INVESTMENT SERVICES INC., STEPHENS, FIRST INTERSTATE INVESTMENTSINC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2006 - July 27, 2006
AMERICAN FIDELITY SECURITIES, INC.
July 29, 2005 - October 17, 2005
SLOAN SECURITIES CORP.
March 23, 2004 - January 3, 2005
THE O.N. EQUITY SALES COMPANY
December 16, 2002 - January 17, 2003
QUICK & REILLY, INC.
December 16, 2002 - January 17, 2003
QUICK & REILLY, INC.
November 3, 2000 - December 9, 2002
PIPER SANDLER & CO.
September 22, 2000 - December 9, 2002
PIPER SANDLER & CO.
June 7, 1999 - November 16, 2000
U.S. BANCORP INVESTMENTS, INC.
September 8, 1997 - March 8, 1999
BA INVESTMENT SERVICES, INC.
August 26, 1996 - January 6, 1997
STEPHENS
May 9, 1996 - June 28, 1996
FIRST INTERSTATE INVESTMENTS,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852 / SEC#: , 8-15123
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FIDELITY ASSURANCE COMPANY | SHAREHOLDER | |
| BOLDEN, TIMOTHY H | DIRECTOR | 5376036 |
| COLON, TARYN K | ASSISTANT VICE PRESIDENT, TREASURER, FINOP PRINCIPAL, AND PRINCIPAL FINANCIAL OFFICER | 7642942 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GRANT, ANGELA FAITH | DIRECTOR | 4176509 |
| KEELING, COURTNEY DANAE | ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 7675059 |
| KENNEY, CHRISTOPHER THOMAS | CHAIRMAN OF THE BOARD, CEO, AND PRESIDENT | 5452832 |
| OVERFIELD, LINDA E | ASSISTANT VICE PRESIDENT |
Disclosures
| Regulatory Event | 1 |
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