Lobi K. Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lobi Kindall Powell, who also goes by Lobi K Leiker, Lobi Kindall Leiker, was a registered financial professional .
Lobi is a previously registered financial professional and started their career in finance in 1997. Lobi had worked at 7 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2012 - December 31, 2013
GORDIAN INVESTMENTS, LLC
May 10, 2011 - June 1, 2012
EQUUS FINANCIAL CONSULTING LLC
August 25, 2008 - May 7, 2011
NEWOAK CAPITAL MARKETS LLC
May 16, 2008 - August 25, 2008
REVERE SECURITIES LLC
January 6, 2006 - February 20, 2009
THE SILVERFERN GROUP, INC.
August 17, 2004 - December 31, 2005
NEWOAK CAPITAL MARKETS LLC
October 23, 2002 - September 16, 2004
FANO SECURITIES LLC
January 15, 1997 - March 27, 1998
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
GORDIAN INVESTMENTS, LLC
CRD#: 158611 / SEC#: , 8-68911
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
