Robert J. Winston
Professional summary
Robert Jacob Winston was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Robert had worked at 4 firms, which includes HAPOALIM SECURITIES USA INC., MONTROSE CAPITAL MANAGEMENT LTD., BARINGTON CAPITAL GROUP L.P., FIRST UNITED EQUITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2001 - March 12, 2001
HAPOALIM SECURITIES USA, INC.
March 1, 1999 - February 7, 2001
MONTROSE CAPITAL MANAGEMENT LTD.
November 10, 1997 - November 16, 1998
BARINGTON CAPITAL GROUP, L.P.
April 11, 1996 - November 18, 1997
FIRST UNITED EQUITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
HAPOALIM SECURITIES USA, INC.
CRD#: 266 / SEC#: , 8-3018
Contact information
Documents
Disclosures
| Regulatory Event | 32 |
| Civil Event | 1 |
| Arbitration | 6 |
Red Flags
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