Albert Medina
Professional summary
Albert Medina was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Albert is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Albert had worked at 4 firms, which includes JOSEPH CHARLES & ASSOC. INC., GLOBAL FINANCIAL GROUP INC., D.L. CROMWELL INVESTMENTS INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1998 - April 9, 1999
JOSEPH CHARLES & ASSOC., INC.
March 3, 1997 - March 12, 1998
GLOBAL FINANCIAL GROUP, INC.
September 26, 1996 - March 26, 1997
D.L. CROMWELL INVESTMENTS, INC.
July 15, 1996 - September 25, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
May 31, 1996 - July 3, 1996
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOSEPH CHARLES & ASSOC., INC.
CRD#: 3949 / SEC#: , 8-12410
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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