Kelly A. Haack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Ann Haack, who also goes by Kelly Ann Mchaney, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 1996. Kelly had worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2010 - December 12, 2013
SIGNIA CAPITAL MANAGEMENT
November 5, 2008 - December 15, 2009
UBS FINANCIAL SERVICES INC.
November 5, 2008 - December 15, 2009
UBS FINANCIAL SERVICES INC.
October 4, 2006 - November 12, 2008
D.A. DAVIDSON & CO.
August 30, 2006 - November 12, 2008
D.A. DAVIDSON & CO.
June 14, 2002 - January 18, 2006
ICM ASSET MANAGEMENT INC
June 17, 1996 - March 28, 2002
HARRIS INVESTORLINE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNIA CAPITAL MANAGEMENT
CRD#: 121505 / SEC#: 801-134770
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 123,918,711 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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