TW
Todd E. Williams
AMERICAN CENTURY INVESTMENT SERVICES
Kansas City, MO 64111
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CRD#: 2729827
TW
Professional summary
Todd Edward Williams is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in Kansas City, Missouri.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1996. Todd has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Todd Edward Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2016 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 4500 Main Street, Kansas City, MO 64111BD
CRD#: 17437
Kansas City, MO
Past
March 16, 2015 - February 16, 2016
HARTFORD FUNDS
RIA
CRD#: 147746
ALPHARETTA, GA
Past
November 12, 2014 - December 31, 2014
HARTFORD FUNDS
RIA
CRD#: 147746
ALPHARETTA, GA
Past
December 3, 2012 - February 16, 2016
HARTFORD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45995
WAYNE, PA
Past
February 18, 2011 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
January 1, 2008 - February 11, 2011
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
ATLANTA, GA
Past
February 10, 2005 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
ATLANTA, GA
Past
April 15, 2003 - January 11, 2005
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
April 14, 2003 - January 20, 2005
VIRTUS CAPITAL ADVISERS, LLC
RIA
CRD#: 107346
ATLANTA, GA
Past
November 22, 2002 - January 11, 2005
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
September 23, 1996 - April 17, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2016)
RR
Alaska(2/23/2016)
RR
Arizona(2/23/2016)
RR
Arkansas(2/23/2016)
RR
California(2/23/2016)
RR
Colorado(2/23/2016)
RR
Connecticut(2/23/2016)
RR
Delaware(2/23/2016)
RR
District of Columbia(2/23/2016)
RR
Florida(2/23/2016)
RR
Georgia(2/23/2016)
RR
Hawaii(2/23/2016)
RR
Idaho(2/23/2016)
RR
Illinois(2/23/2016)
RR
Indiana(2/23/2016)
RR
Iowa(2/23/2016)
RR
Kansas(2/23/2016)
RR
Kentucky(2/23/2016)
RR
Louisiana(2/23/2016)
RR
Maine(2/23/2016)
RR
Maryland(2/23/2016)
RR
Massachusetts(2/23/2016)
RR
Michigan(2/23/2016)
RR
Minnesota(2/23/2016)
RR
Mississippi(2/23/2016)
RR
Missouri(2/23/2016)
RR
Montana(2/23/2016)
RR
Nebraska(2/23/2016)
RR
Nevada(2/23/2016)
RR
New Hampshire(2/23/2016)
RR
New Jersey(2/23/2016)
RR
New Mexico(2/23/2016)
RR
New York(2/23/2016)
RR
North Carolina(2/23/2016)
RR
North Dakota(2/23/2016)
RR
Ohio(2/23/2016)
RR
Oklahoma(2/23/2016)
RR
Oregon(2/23/2016)
RR
Pennsylvania(2/23/2016)
RR
Rhode Island(2/23/2016)
RR
South Carolina(2/23/2016)
RR
South Dakota(2/23/2016)
RR
Tennessee(2/23/2016)
RR
Texas(2/23/2016)
RR
Utah(2/23/2016)
RR
Vermont(2/23/2016)
RR
Virginia(2/23/2016)
RR
Washington(2/23/2016)
RR
West Virginia(2/23/2016)
RR
Wisconsin(2/23/2016)
RR
Wyoming(2/23/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENT SERVICES INC.
AMERICAN CENTURY BROKERAGE | TWENTIETH CENTURY SECURITIES, INC. | PLAZA SECURITIES CORPORATION | AMERICAN CENTURY INVESTMENT SERVICES, INC. | AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4500 Main Street, Kansas City, MO 64111
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(800) 345-2021
Established
Missouri since 04/18/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437Kansas City, MO 64111TRUST BUT VERIFY
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