David J. Byck
Professional summary
David Jeffrey Byck was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial advisor and started their career in finance in 1997. Prior to being barred, David had worked at 6 firms, which includes LP ADVISORS INC., CLEARING SERVICES OF AMERICA INC., FSC SECURITIES CORPORATION, NATHAN & LEWIS SECURITIES INC., COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS INC., OPPENHEIMERFUNDS DISTRIBUTOR INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2003 - December 10, 2003
LP ADVISORS, INC.
December 10, 2001 - July 19, 2002
CLEARING SERVICES OF AMERICA, INC.
November 27, 2000 - April 23, 2001
FSC SECURITIES CORPORATION
January 22, 1999 - October 31, 2000
NATHAN & LEWIS SECURITIES, INC.
November 20, 1997 - January 20, 1999
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 6, 1997 - October 20, 1997
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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