Michael P. Garcia

VIAQUEST ADVISORS LLC

HOUSTON, TX 77058

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CRD#: 2729630

Professional summary

Michael Patrick Garcia, who also goes by Micheal Patrick Garcia, is a registered financial advisor currently at VIAQUEST ADVISORS LLC located in Houston, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Micheal Patrick Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Insurance Agent through various insurance carriers. Not investment-related. Start Date: 12/2024. Approximately 5 hours per month, all during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

VIAQUEST ADVISORS LLC

Office #1: 17225 El Camino Real Suite 250, Houston, TX 77058

RIA

CRD#: 333842

HOUSTON, TX

Past

November 8, 2024 - December 31, 2024

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

ATLANTA, GA

Past

June 14, 2024 - December 31, 2024

OSAIC WEALTH, INC.

CRD#: 23131

HOUSTON, TX

Past

December 8, 2014 - November 8, 2024

ARBOR POINT ADVISORS

RIA

CRD#: 165127

HOUSTON, TX

Past

December 8, 2014 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

HOUSTON, TX

Past

May 23, 2012 - December 24, 2014

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

HOUSTON, TX

Past

April 27, 2005 - December 24, 2014

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

HOUSTON, TX

Past

June 28, 1996 - April 29, 2005

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIAQUEST ADVISORS LLC

CRD#: 333842 / SEC#: 801-131568

RIA

Registered Investment Advisory firm - (12/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/27/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/25/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

VIAQUEST ADVISORS LLC

CRD#: 333842 / SEC#: 801-131568

RIA

Registered Investment Advisory firm - (12/2/2024 Approved)

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Contact information

Main Address

17225 El Camino Real Suite 250, Houston, TX 77058

Mailing Address

Phone number

(281) 335-7609

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	441
AUM (Assets Under Management)	$ 138,841,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC ADVISORY SERVICES, LLC

OSAIC WEALTH, INC.

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

VIAQUEST ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2012

Series 63

Date: 6/22/1996

SIE

Date: 10/1/2018

Series 7

Date: 4/27/2012

Series 6

Date: 6/27/1996

Series 26

Date: 6/25/2001

Current Firm

VIAQUEST ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIAQUEST ADVISORS LLC

TRUST BUT VERIFY

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