Angel M. Pabon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angel Manuel Pabon, who also goes by Angel Manuel Pabon, was a registered financial professional .
Angel is a previously registered financial professional and started their career in finance in 2001. Angel had worked at 4 firms and has passed the Series 25 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2011 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
April 24, 2007 - March 15, 2011
RAYMOND C. FORBES & CO., INC.
November 11, 2003 - April 24, 2007
SLL SECURITIES INC
November 20, 2001 - November 10, 2003
CHB SECURITIES CORP.
May 2, 2001 - November 15, 2001
CHB SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 1/11/2000
NYSE Trading Assistant ExaminationCurrent Firm
DIRECT ACCESS PARTNERS LLC
CRD#: 120950 / SEC#: , 8-65361
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
