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JP

John J. Puzzo

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CRD#: 2729436
JP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Joseph Puzzo was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1997. John had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 10, 2013 - October 6, 2014

FAIRPORT CAPITAL, INC.

BD
CRD#: 15034
SCOTTSDALE, AZ
Past

August 25, 2010 - December 21, 2011

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
FARMINGTON, CT
Past

April 27, 2009 - December 21, 2011

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
FARMINGTON, CT
Past

January 5, 2007 - March 17, 2008

OSAIC FA, INC.

RIA
CRD#: 3978
PLAINVILLE, CT
Past

January 5, 2007 - March 17, 2008

OSAIC FA, INC.

BD
CRD#: 3978
PLAINVILLE, CT
Past

November 17, 2005 - December 15, 2006

FAIRPORT ADVISORS, INC.

RIA
CRD#: 117177
PLAINVILLE, CT
Past

January 4, 2005 - December 2, 2006

FAIRPORT CAPITAL, INC.

BD
CRD#: 15034
SCOTTSDALE, AZ
Past

September 17, 2002 - December 20, 2002

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past

June 7, 2002 - September 16, 2002

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past

February 10, 1999 - July 25, 2001

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

March 10, 1998 - May 29, 1998

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

June 30, 1997 - December 18, 1997

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 30, 1997 - December 18, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/1/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/18/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/6/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/5/2001
General Securities Principal Examination

Current Firm

FC
FAIRPORT CAPITAL, INC.
FAIRPORT CAPITAL, INC.

CRD#: 15034 / SEC#: , 8-32162

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
9141 E. Hidden Spur Trail, Scottsdale, AZ 85255
Mailing Address
9141 E. Hidden Spur Trail, Scottsdale, AZ 85255
Phone number
(480) 247-6874
Established
Connecticut since 03/06/1984
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONWAY, PATRICK ANTHONYPRESIDENT/CCO1258871
GISKE, BARRYVICE PRESIDENT4887571

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAIRPORT CAPITAL, INC.

CRD#: 15034

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