Kenneth M. Etter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Matthew Etter, CFP®, who also goes by Matt Etter, Matthew Etter, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1996. Kenneth had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2014 - January 30, 2026
SIGNET FINANCIAL MANAGEMENT, LLC
January 17, 2013 - March 31, 2014
SIGNET MANAGEMENT USA, LLC
January 19, 2010 - November 8, 2012
THE BURNEY COMPANY
June 25, 1996 - December 19, 2002
CHARLES SCHWAB & CO., INC.
June 21, 1996 - December 19, 2002
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/5/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,907 |
| AUM (Assets Under Management) | $ 1,058,245,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
