Brent S. Gillett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Samuel Gillett was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1996. Brent had worked at 7 firms and has passed the Series 63, Series 65, Series 82TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2025 - March 10, 2026
OLD CITY SECURITIES LLC
March 13, 2023 - January 15, 2025
FRONTIER SECURITIES
July 29, 1999 - April 13, 2000
NEOVEST TRADING
August 20, 1997 - December 22, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 19, 1997 - August 29, 1997
DUNWOODY BROKERAGE SERVICES, INC.
April 23, 1997 - May 29, 1997
ARGENT SECURITIES, INC.
December 17, 1996 - February 14, 1997
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
May 1, 1996 - May 31, 1996
NEOVEST TRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/25/2023
Limited Representative-Private Securities OfferingsCurrent Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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