Brent S. Gillett

OLD CITY SECURITIES LLC

New York, NY 10017

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CRD#: 2729346

Professional summary

Brent Samuel Gillett is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.

Brent is registered as a RR (Registered Representative) and started their career in finance in 1996. Brent has worked at 7 firms and has passed the Series 63, Series 65, Series 82TO, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brent Samuel Gillett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2025 - Present

OLD CITY SECURITIES LLC

Office #1: 589 Fifth Avenue Ph, New York, NY 10017

CRD#: 171910

New York, NY

Past

March 13, 2023 - January 15, 2025

FRONTIER SOLUTIONS, LLC

CRD#: 136102

RICHMOND, VA

Past

July 29, 1999 - April 13, 2000

NEOVEST TRADING

CRD#: 39798

NEW YORK, NY

Past

August 20, 1997 - December 22, 1997

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 19, 1997 - August 29, 1997

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

April 23, 1997 - May 29, 1997

ARGENT SECURITIES, INC.

CRD#: 15297

ATLANTA, GA

Past

December 17, 1996 - February 14, 1997

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED

CRD#: 14538

TAMPA, FL

Past

May 1, 1996 - May 31, 1996

NEOVEST TRADING

CRD#: 39798

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(3/31/2025)

New York
(5/20/2025)

Exams

State Security Law Exam

Series 63

Date: 3/20/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/1/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/25/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 7

Date: 4/12/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OLD CITY SECURITIES LLC

CRD#: 171910 / SEC#: , 8-69488

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

589 Fifth Avenue Ph, New York, NY 10017

Mailing Address

445 Central Avenue, Suite 328, Cedarhurst, NY 11516

Phone number

(212) 671-1976

Established

New York since 04/25/2014

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OLD CITY SECURITIES HOLDINGS GP	HOLDING COMPANY
BARNETT, TREVOR CLARK	MEMBER	4722196
DAMSKI, SETH ADAM	FOUNDING MEMBER	2940303
FELDMAN, EYTAN DOV	MEMBER, CCO, EXECUTIVE REP, AML SUPERVISOR	5708084
MARRONE, MICHAEL THOMAS	FINOP
SIRIGNANO, GEORGE AMERICUS	MANAGING MEMBER	6678999

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent S. Gillett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brent Samuel Gillett's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRONTIER SOLUTIONS, LLC

NEOVEST TRADING

RAYMOND JAMES FINANCIAL SERVICES, INC.

DUNWOODY BROKERAGE SERVICES, INC.

ARGENT SECURITIES, INC.

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED

NEOVEST TRADING

State Registrations and Notice Filings

Exams

Series 63

Date: 3/20/2023

Series 65

Date: 5/1/1997

Series 82TO

Date: 1/25/2023

Series 7

Date: 4/12/1996

Series 24

Date: 2/10/1997

FINRA

Current Firm

OLD CITY SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OLD CITY SECURITIES LLC

TRUST BUT VERIFY

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