Steven L. Gold
Professional summary
Steven Louis Gold, who also goes by Steven Gold, is a registered financial advisor currently at PLACERA CAPITAL MANAGEMENT LLC located in Santa Barbara, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Steven has worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Louis Gold's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2018 - Present
PLACERA CAPITAL MANAGEMENT LLC
October 21, 1997 - May 3, 2002
MELLON FUNDS DISTRIBUTOR, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2020)
(7/13/2018)
Exams
Current Firm
PLACERA CAPITAL MANAGEMENT LLC
CRD#: 296936 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 25,000,000 |
Red Flags
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