Gregory M. Toppe

VENADO INVESTMENT ADVISORS LLC

WESTLAKE VILLAGE, CA 91361

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CRD#: 2728972

Professional summary

Gregory Martin Toppe is a registered financial advisor currently at VENADO INVESTMENT ADVISORS LLC located in Westlake Village, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Martin Toppe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2023 - Present

VENADO INVESTMENT ADVISORS LLC

Office #1: 2945 Townsgate Road Suite 200, Westlake Village, CA 91361

RIA

CRD#: 327856

WESTLAKE VILLAGE, CA

Past

June 5, 2022 - May 2, 2023

TRIVANT CUSTOM PORTFOLIO GROUP LLC

RIA

CRD#: 129803

Thousand Oaks, CA

Past

October 4, 2001 - December 31, 2002

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

January 16, 2001 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

July 14, 1998 - March 15, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 29, 1996 - July 8, 1997

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/25/2023)

IAR

New York
(8/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/27/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VENADO INVESTMENT ADVISORS LLC

VENADO INVESTMENT ADVISORS LLC | VENADO INVESTMENT ADVISORS, LLC

CRD#: 327856 / SEC#:

California

Registered Investment Advisory firm - (8/25/2023 Approved)

New York

Registered Investment Advisory firm - (8/28/2023 Approved)

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Contact information

Main Address

2945 Townsgate Road Suite 200, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 418-7570

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 866,009

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory M. Toppe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Martin Toppe's CRS (Customer Relationship Summary).

Certified licenses

Experience

VENADO INVESTMENT ADVISORS LLC

TRIVANT CUSTOM PORTFOLIO GROUP LLC

QUASAR DISTRIBUTORS, LLC

FIRST FUND DISTRIBUTORS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

STRONG INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1998

Series 63

Date: 4/3/1996

Series 7

Date: 10/13/1998

Series 6

Date: 3/27/1996

Current Firm

VENADO INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VENADO INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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