James M. Jones

LFG WEALTH PARTNERS

ELIZABETHTOWN, KY 42701

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CRD#: 2728817

Professional summary

James Matthew Jones, who also goes by Jim Jones, is a registered financial advisor currently at LFG WEALTH PARTNERS, LLC located in Elizabethtown, Kentucky.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 52 exams.

At a Glance

Always Fiduciary

Aliases

Jim Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2026 - Present

LFG WEALTH PARTNERS, LLC

Office #1: 2905 Ring Road, Elizabethtown, KY 42701

RIA

CRD#: 331339

ELIZABETHTOWN, KY

Past

June 16, 2023 - January 29, 2025

STRATEGIC WEALTH INVESTMENT GROUP, LLC

RIA

CRD#: 165474

LOUISVILLE, KY

Past

April 13, 2023 - July 11, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

March 27, 2006 - September 6, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HAGERSTOWN, MD

Past

March 7, 2006 - September 6, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

HAGERSTOWN, MD

Past

February 11, 2005 - August 31, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

MIDLOTHIAN, VA

Past

February 11, 2005 - August 31, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

July 29, 2004 - February 16, 2005

BI INVESTMENTS, LLC

RIA

CRD#: 125437

MIDLOTHIAN, VA

Past

June 22, 2004 - February 16, 2005

BI INVESTMENTS, LLC

CRD#: 125437

GLEN ALLEN, VA

Past

February 6, 2004 - July 15, 2004

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

April 2, 2001 - April 12, 2002

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

March 16, 1998 - January 18, 2000

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

April 11, 1996 - March 27, 1998

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LFG WEALTH PARTNERS, LLC

LEGATO FINANCIAL GROUP, INC. | LFG WEALTH PARTNERS, LLC | LFG PREMIER

CRD#: 331339 / SEC#: 801-130411

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(8/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2023

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/27/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/13/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/15/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/1996

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 4/10/1996

Municipal Securities Representative Examination

Current Firm

LFG WEALTH PARTNERS, LLC

LEGATO FINANCIAL GROUP, INC. | LFG WEALTH PARTNERS, LLC | LFG PREMIER

CRD#: 331339 / SEC#: 801-130411

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

PREMIUM

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Contact information

Main Address

2905 Ring Road, Elizabethtown, KY 42701

Mailing Address

Phone number

(877) 573-2043

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LFG WEALTH PARTNERS, LLC ADV PART 2A FIRM BROCHURE (2/9/2026)

Regulatory assets under management

Total Number of Accounts	919
AUM (Assets Under Management)	$ 190,676,829

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Jones

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTH INVESTMENT GROUP, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

BI INVESTMENTS, LLC

BI INVESTMENTS, LLC

TOWER SQUARE SECURITIES, INC.

TRUIST INVESTMENT SERVICES, INC.

WACHOVIA SECURITIES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

LFG WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2023

Series 65

Date: 7/27/2004

Series 63

Date: 4/17/1996

Series 7TO

Date: 4/13/2023

SIE

Date: 3/15/2023

Series 7

Date: 7/25/1996

Series 52

Date: 4/10/1996

Current Firm

LFG WEALTH PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LFG WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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