MK
Mitchell S. Kramer
FLUENT FINANCIAL
Dallas, TX 75254
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CRD#: 2728798
MK
Professional summary
Mitchell Steven Kramer, CFP®, who also goes by Mitchell Steven Kramer N/a, is a registered financial advisor currently at FLUENT FINANCIAL, LLC located in Dallas, Texas and PRIVATE CLIENT SERVICES, LLC located in Dallas, Texas.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Mitchell has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Estate Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Divorce Planning
Tax Planning
Education Planning
Are you a "fiduciary"?
Yes
Aliases
Mitchell Steven Kramer N/a
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) APEX DRIVING ACADEMY. 621 CAMBRIDGE MANOR LANE, COPPELL, TX 75019. PART TIME DRIVING INSTRUCTOR FOR APEX. ROAD RACING SCHOOL AT A LOCAL TRACK. 2 HOURS/MO; 0 DURING TRADING HOURS. 2) FLUENT FINALE. 621 CAMBRIDGE MANOR LANE, COPPELL, TX 75019. BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY. FOUNDER. 0 HOURS/MO; 0 DURING TRADING HOURS. 3) FLUENT FINANCIAL 401K PLAN. 14800 LANDMARK BLVD, STE 848, DALLAS, TX 75254. ACT IN A FIDUCIARY CAPACITY. TRUSTEE OF THE FLUENT FINANCIAL 401K. LESS THAN 1 HOUR/MO; 0 DURING TRADING HOURS. 4) FLUENT PROMOTIONS. 621 CAMBRIDGE MANOR LANE, COPPELL, TX 75019. ACCOUNTING PURPOSES ONLY. LESS THAN 1 HOUR/MO; 0 DURING TRADING HOURS. 5) GUIDANT FINANCIAL. 14800 LANDMARK BLVD, STE 848, DALLAS, TX 75254. REFERAL. REFER CLIENTS OR PROSPECTS TO AN ENTITY THAT PROVIDES FINANCING FOR BUSINESSES. 0 HOURS/MO;0 DURING TRADING HOURS. 6) MSKDALLAS, LLC. 14800 LANDMARK BLVD, SUITE 848, DALLAS, TX 75254. PERSONAL INVESTMENT ACCOUNT THAT IS LISTED FOR ESTATE PLANNING PURPOSES VERSUS INDIVIDUAL OWNERSHIP. LESS THAN 1 HOUR/MO; 0 DURING TRADING HOURS. 7) NATIONAL AUTO. 621 CAMBRIDGE MANOR LANE, COPPELL, TX 75019. DRIVING INSTRUCTOR FOR NASA. 1 HOUR/MO; 1 DURING TRADING HOURS. 8) PORSCHE CLUB OF AMERICA. 621 CAMBRIDGE MANOR LANE, COPPELL, TX 75019. TEACHING. DRIVING INSTRUCTOR/COACH. ASSIST STUDENTS IN BECOMING BETTER DRIVERS ON A RACE TRACT. 2-3 SOCIAL GATHERINGS PER YEAR. 4 HOURS/MO; 1 DURING TRADING HOURS. 9) TEXAS TECH RAWLS SCHOOL OF BUSINESS. 621 CAMBRIDGE MANOR LANE, COPPELL, TX 75019. NON-PROFIT BOARD MEMBER. TEXAS TECH RAWLS SCHOOL OF BUSINESS ADVISORY COUNCIL MEMBER. 2 HOURS/MO; 0 DURING TRADING HOURS. 10) VISTAGE INTERNATIONAL. 14800 LANDMARK BLVD, SUITE 848, DALLAS, TX 75254. OTHER-VISTAGE. VISTAGE IS A BUSINESS GROUP THAT MEETS MONTHLY. IN TRUSTED ADVISOR SECTION AND ACT AS BOARD OF DIRECTS FOR OTHER BUSINESS OWNERS. 4 HOURS/MO; 4 DURING TRADING HOURS. 11) ELECTION JUDGE. OVERSEE VOTING AND HANDLE ANY PROBLEMS WITH PEOPLE VOTING. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Steven Kramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
January 6, 2014 - Present
FLUENT FINANCIAL, LLC
Office #1: 14800 Landmark Blvd. Suite 848, Dallas, TX 75254RIA
CRD#: 170041
Dallas, TX
Current
July 2, 2018 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 14800 Landmark Blvd Suite 848, Dallas, TX 75254RIA
BD
CRD#: 120222
Dallas, TX
Past
August 1, 2005 - June 3, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
DALLAS, TX
Past
August 1, 2005 - July 16, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
May 13, 1996 - August 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DALLAS, TX
Past
May 7, 1996 - August 2, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 7, 1996 - August 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FLUENT FINANCIAL, LLC
FLUENT FINANCIAL, LLC
CRD#: 170041 / SEC#: 801-78976
RIA
Registered Investment Advisory firm - (1/6/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/5/2021)
RR
Colorado(4/27/2021)
RR
Florida(7/2/2018)
RR
New Mexico(7/2/2018)
RR
Oklahoma(7/2/2018)
IAR
Texas(1/6/2014)
RR
Texas(7/2/2018)
RR
Virginia(7/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FLUENT FINANCIAL, LLC
FLUENT FINANCIAL, LLC
CRD#: 170041 / SEC#: 801-78976
RIA
Registered Investment Advisory firm - (1/6/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14800 Landmark Blvd. Suite 848, Dallas, TX 75254
Mailing Address
Phone number
(972) 852-4800
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,047 |
| AUM (Assets Under Management) | $ 297,138,659 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLUENT FINANCIAL, LLC
CRD#: 170041Dallas, TX 75254TRUST BUT VERIFY
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Contact information
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