Edward F. Dempsey
Professional summary
Edward Francis Dempsey SR, who also goes by Edward F Dempsey, Edward Francis Dempsey, is a registered financial professional currently at NW CAPITAL MARKETS INC. located in Bloomfield, New Jersey.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1996. Edward has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Francis Dempsey SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2024 - Present
NW CAPITAL MARKETS INC.
Office #1: 522 Broad Street, Bloomfield, NJ 07003February 7, 2014 - June 29, 2022
BOENNING & SCATTERGOOD, INC.
February 7, 2014 - June 29, 2022
BOENNING & SCATTERGOOD, INC.
December 24, 2010 - November 26, 2013
MORGAN STANLEY
November 24, 2010 - November 26, 2013
MORGAN STANLEY
May 21, 1996 - February 28, 1997
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2024)
(2/6/2024)
Exams
FINRA
Current Firm
NW CAPITAL MARKETS INC.
CRD#: 17622 / SEC#: , 8-35363
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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