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SK

Stuart Kobrovsky

CRD# 272847·Registered 1975 - 1988
Previously Registered: Being a previously registered professional could mean that Stuart is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stuart Kobrovsky was a registered financial advisor. Stuart was a previously registered financial professional and started their career in finance 1975 - 1988. Stuart had worked at 2 firms and has passed the Series 1, F04 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

WEST WIND TRADING COMPANY·CRD# 17000
BD
March 21, 1986 - January 22, 1988
FAIRMEADOW SECURITIES, INC.·CRD# 6933
BD
December 5, 1975 - February 19, 1986

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Current Firm

WW
WEST WIND TRADING COMPANY

WEST WIND TRADING COMPANY

CRD#: 17000 / SEC#: 8-34693
BD
Expelled by FINRA on 05/16/1989

Contact Information

Established

Pennsylvania since 08/01/1979

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Aug 1965

F04 — Financial Principal Examination

Passed Aug 1975

Series 00 — General Securities Principal Examination

Passed Jun 1975

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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